Senior Manager, Compliance Governance & Operations, US

full-time

Posted on: 8/13/2025

Origin: • 🇺🇸 United States • New York, North Carolina

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💰 $110,760 - $178,880 per year

Senior

PMP

About the role

Senior Manager to lead program operations for Compliance Strategy & Operations and Corporate Compliance, reporting to the Head of Compliance Strategy & Operations (AVP).\n
Oversee audit and exam responses, budget and hiring, process improvement, and related activities across Compliance.\n
Partner with change management, program governance, and other leaders; design and implement operational processes.\n
Ideal candidate: strategic, tactical, collaborative, entrepreneurial mindset; ability to roll up sleeves and anticipate needs; comfortable with ambiguity.\n
Responsibilities include coordinating annual audit exams, RFIs, relationships with auditors, maintaining audit logs, and driving audit findings to resolution.\n
Manage staffing and budgeting; hiring progress; three direct reports; budget and vendor contracts management.\n
Execute process improvements; inventory existing processes; explore automation; lead initiatives like updating the Operational Risk Profile and RC SAs.\n
Education & Experience: Undergraduate degree or equivalent; 10+ years; Bachelor's preferred; CRCM/CAMS/PMP preferred.\n
TD Bank US Compliance description and commitment to diversity, etc.

Undergraduate degree or equivalent work experience\n
10+ years of experience\n
Bachelor’s degree in Business, Finance, Risk Management, or related field\n
Minimum of 8-10 years of experience in compliance, risk, or business operations within financial services or a similarly regulated industry\n
Proven experience in strategy development, operations management, or enterprise risk/compliance program execution\n
Strong understanding of compliance program pillars (training, issues management, risk assessment, third-party risk, etc.)\n
Exceptional analytical, communication, and presentation skills; able to tailor messaging for executive audiences\n
Strong executive writing skills for senior audiences focused on messaging, clarity, and precision\n
Demonstrated ability to lead without authority and influence across all levels of the organization\n
Strong project management skills with the ability to manage competing priorities and deadlines\n
Master’s degree or professional certification (e.g., CRCM, CAMS, PMP) preferred\n
Familiarity with regulatory expectations tied to enterprise compliance programs, governance, and risk frameworks\n
Experience with management reporting/reporting routines (excluding Board reporting), regulatory exams, or senior-level stakeholder management\n
Comfortable operating in a fast-paced, matrixed environment with evolving priorities