General Counsel

• Provide legal counsel and support to SRG's project teams and senior leadership, focusing on corporate documents within the financial services industry.
• Support client engagements and enhance the firm’s deliverables.
• Provide legal support on transaction execution, including mergers and acquisitions, succession planning, and deal structuring.
• Draft and/or review contracts with a focus on corporate and securities-related agreements.
• Partner closely with project teams to assist in developing tailored, legally sound solutions.
• Oversee day-to-day legal workflows and provide guidance to a paralegal.
• Ensure compliance with applicable securities laws, regulations, and industry standards.
• Identify, assess, and mitigate legal risks associated with SRG’s business activities and client engagements.
• Oversee corporate governance practices, policies, and documentation.
• Develop and deliver training on legal, regulatory, and compliance matters.

In-House Legal Counsel