Sia

Manager – Regulatory Compliance, Contract

Sia

contract

Posted on:

Location Type: Remote

Location: New York • North Carolina • United States

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About the role

  • We are seeking a subject matter expert (SME) in insurance regulations and compliance to support one of our key insurance clients.
  • This contractor role will focus on conducting a regulatory compliance review at the federal and state level to identify gaps that may exist in policies, procedures, standards and controls for life insurance, health, other employee benefits, and annuities offered by insurance carriers.
  • Serve as the main point of contact with the Client, driving the day-to-day execution and delivery of the project objectives and milestones.
  • Serve as a subject matter expert on Insurance carrier operations and regulations.
  • Leverage understanding of both state and federal level regulations applicable to insurance carriers offering Life, Health and other Employee Benefits to complete a gap analysis between state and federal level regulations against our clients’ policies, procedures, standards and documented controls.
  • Manage a team of junior consultants.
  • Deploy RegAI (Sia's proprietary reg review and reg matching AI agent) to help deliver the final report; utilize RegAI to accelerate regulatory text analysis, requirement extraction, and gap identification.
  • Analyze and interpret complex regulatory language across multiple jurisdictions and translate into specific compliance obligations as well as specific requirements.
  • Review and assess internal documentation for completeness, accuracy, and alignment with regulatory requirements.
  • Develop detailed gap analysis matrices, compliance assessment reports, and prioritized remediation recommendations.

Requirements

  • 5+ years of insurance carriers regulatory compliance and controls experience in risk or regulatory roles
  • Demonstrated expertise in conducting comprehensive gap analyses between regulatory requirements and organizational policies, procedures, standards, and controls
  • Deep expertise in insurance regulations focused on life Insurance, medical, dental and other employee benefits at the federal and state levels including NAIC
  • Advanced ability to read, interpret, and extract specific compliance obligations from complex regulatory texts (statutes, regulations, bulletins, guidance documents)
  • Experience with insurance regulatory frameworks including ORSA, ERISA, AML, OFAC, and SOL
  • Proven experience mapping regulatory requirements to internal control frameworks and identifying control deficiencies
  • Experience in KYC/AML and financial crime controls for insurance products
  • Strong analytical skills with ability to systematically compare regulatory standards against documented policies, procedures, and controls
  • Strong understanding of insurance products (life insurance, annuities, health insurance, disability, dental, vision, and other employee benefit products)
  • Extensive experience reviewing and assessing compliance documentation, policy manuals, procedure documents, and control descriptions
  • Proficiency in using technology tools for compliance reviews, including AI-powered regulatory intelligence and analysis platforms
  • Demonstrated ability to quickly learn, adopt, and effectively deploy new AI applications for regulatory analysis and gap identification
  • Strong project management skills with ability to manage multiple workstreams simultaneously
  • Experience creating compliance matrices, gap analysis reports, control assessment documentation, and remediation roadmaps
  • Excellent communication and client-facing skills, including ability to present complex findings and recommendations
  • Bachelor's degree in relevant field (Finance, Business, Law, or related discipline)
Benefits
  • Employees can work remotely
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory compliancegap analysisinsurance regulationsKYCAMLfinancial crime controlscompliance documentationcontrol frameworksregulatory text analysisproject management
Soft Skills
analytical skillscommunication skillsclient-facing skillsleadershipteam managementorganizational skillspresentation skillsproblem-solvingadaptabilityattention to detail