Schulz & Cie. GmbH

Compliance

• KYC checks
• Transaction monitoring including sanctions and embargo screening
• Compliance checks: supervisory law and regulatory monitoring
• Assessment of supervisory/regulatory changes
• Conducting risk assessments

Compliance Analyst

Security Engineer

• Support management in defining and adjusting the information security policy and provide advice on all information security matters
• Develop information security policies and, where necessary, other relevant regulations
• Ensure compliance with information security policies and monitor requirements for IT service providers
• Contribute to the development and maintenance of the IT contingency plan
• Initiate information security measures and monitor their implementation
• Participate in IT-relevant projects
• Serve as the point of contact for information security questions within the company and for third parties
• Investigate information security incidents and report findings to management
• Implement information security awareness and training measures
• Regularly inform management—at least quarterly—and on an ad hoc basis about the status of information security

Chief Information Security Officer

• Compliance checks and transaction monitoring
• Red flag management and suspicious transaction reporting (STR)
• Conducting risk assessments
• Collaborating on functional specifications to implement regulatory changes
• Appointment as Compliance Officer for leading financial and non-financial companies

Compliance Officer

Chief Operating Officer

• Lead and optimize the delivery of Compliance-as-a-Service operations
• Manage key client relationships (Key Account Management)
• Oversee regulatory monitoring, gap assessments, and impact analyses
• Develop and execute implementation concepts for new regulatory requirements (e.g., KWG, WpIG, MaComp)
• Collaborate with our advisory and legal teams on cross-functional projects
• Participate in strategic decision-making

COO – Leading Compliance Service Provider

• KYC checks
• Transaction monitoring including sanctions and embargo screening
• Red flag monitoring and case analyses
• Conducting risk assessments

Compliance Manager

• Support management in defining and updating the information security policy and advise on all information security matters
• Develop information security policies and, where applicable, other relevant regulations
• Responsible for ensuring compliance with information security policies and for monitoring requirements imposed on IT service providers
• Participate in creating and updating IT emergency, continuity and incident response plans
• Initiate information security measures and oversee their implementation
• Act as the point of contact for information security matters internally and for external parties
• Investigate information security incidents and report findings to management
• Conduct awareness and training initiatives on information security
• Regularly inform management—at least quarterly—and on an ad-hoc basis about the status of information security

Compliance Analyst

Chief Information Security Officer

Compliance Officer

COO – Leading Compliance Service Provider

Compliance Manager

Chief Information Security Officer – m/f/d