Schulz & Cie. GmbH

Compliance

• Conducting compliance checks in a regulatory environment
• Transaction monitoring, red-flag management, and handling of suspicious transaction reports (STRs)
• Performing and documenting risk assessments
• Contributing to subject-matter and implementation concepts for regulatory updates
• Supporting examinations, audits, and client projects
• Taking on responsibilities within the Compliance Officer function

Compliance Officer

Chief Operating Officer

• Take on a key leadership role within the management team
• Oversee operational service delivery
• Manage strategic client relationships
• Drive implementation of innovative compliance solutions
• Lead and optimize the delivery of Compliance-as-a-Service operations
• Manage key client relationships (Key Account Management)
• Oversee regulatory monitoring, gap assessments, and impact analyses
• Develop and execute implementation concepts for new regulatory requirements (e.g., KWG, WpIG, MaComp)
• Collaborate with advisory and legal teams on cross-functional projects
• Participate in strategic decision-making

Compliance Officer

COO – Leading Compliance Service Provider