Head of Regulatory Reporting, Client Tax and Wealth Operations
Citi
Senior Compliance Officer, Investment Products
Satispay
full-time
Posted on:
Origin: • 🇱🇺 Luxembourg
Visit company websiteJob Level
Senior
About the role
- Support the Chief Compliance Officer in implementing and maintaining a robust Compliance Monitoring Programme; perform second-line of defense controls, highlight weaknesses, and issue recommendations
- Identify, assess, and mitigate compliance risks associated with existing and new investment products, including crypto-assets; manage compliance incidents
- Monitor changes in laws and regulations and advise the Authorised Management and Product teams on business impacts
- Contribute to regulatory strategy and support future license extension processes
- Draft, update, and maintain compliance policies and procedures
- Ensure timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime
- Support interactions with regulators on investment services matters, inspections, and periodic updates; act as primary point of contact with auditors
- Develop and deliver compliance training programs for employees
- Support drafting regular Compliance reports to the Authorised Management and Board of Directors
Requirements
- 7+ years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP) in Luxembourg or Europe
- Proven experience as a point of contact during audits and inspections
- Deep regulatory understanding of European regulations, including MiFID 2 and/or MiCA, and Luxembourg laws applicable to Investment firms
- Interest in fintech, including virtual assets, and understanding of technology-driven environments (e.g., automated onboarding, transaction monitoring tools)
- Strong AML/CFT knowledge, including transaction monitoring and international financial sanctions
- Organizational skills and ability to work independently
- Curiosity and proactivity; drive to learn and take initiative
- Fluent in English, both written and spoken
- Excellent communication and writing skills
- Relocation to Luxembourg required
