Forensic and Restructuring Manager
BPM LLP
Compliance Manager – Mortgages
Rightmove
full-time
Posted on:
Origin: • 🇬🇧 United Kingdom
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Operate within the first line of defence in a digital mortgage introduction environment, managing compliance risks and maintaining regulatory standards
- Provide practical guidance and hands-on support on FCA-regulated activity to business teams including sales, operations and product
- Build strong, collaborative relationships across the business to embed compliance into day-to-day activities
- Review and approve financial promotions, including content for social media and other digital channels
- Prepare Board and governance reports, providing senior leaders with insight into compliance performance, emerging risks and Consumer Duty outcomes
- Collaborate with external parties to support thematic reviews, audits and deep-dives and track completion of identified actions
- Conduct regular horizon scanning to identify emerging risks and potential business impacts
- Conduct policy gap analyses and process reviews, maintaining action trackers and asset libraries
- Work closely with lenders and brokers; attend governance meetings and review management information to ensure good customer outcomes
- Monitor Appointed Representative activity
- Provide practical compliance advice to colleagues on projects, initiatives and day-to-day queries
- Oversee the Training and Competence Scheme and monitor CPD progress
- Regularly review and update compliance training materials to align with current regulations
- Prepare and submit FCA RegData returns and manage Connect applications
Requirements
- Practical experience in the mortgage sector or broad FCA-regulated environments
- Solid understanding of compliance obligations
- Ability to build strong, collaborative relationships across multiple teams and levels and influence others
- Experience in financial promotions or digital marketing compliance is advantageous but not essential
- Good understanding of Consumer Duty principles
- Commercially minded and able to make compliance advice practical and proportionate
- Enthusiastic and proactive with ability to manage competing priorities in a fast-paced environment
- Clear and effective communication skills, able to explain complex compliance requirements
- Attention to detail and ability to spot potential risks early
- Thrives in a hands-on, dynamic environment; able to switch between operational tasks and projects
- Willingness to undergo DBS and credit check prior to offer
- Experience providing compliance oversight of mortgage products (asked in application questions)
