Pepperstone

Senior Compliance Analyst

Pepperstone

full-time

Posted on:

Location Type: Hybrid

Location: Santiago • Chile

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Job Level

Senior

About the role

  • Supporting local compliance responsibilities and global Compliance Department initiatives
  • Ensuring adherence to Chilean and international regulations, maintaining strong governance frameworks
  • Contributing to Pepperstone’s commitment to ethical, compliant, and transparent operations
  • Creating and executing the Company’s compliance vision and strategy aligned with business goals and regulatory requirements
  • Supporting the Group Compliance Department with LATAM‑related projects, monitoring, and guidance
  • Ensuring ongoing compliance with local and international laws, including timely licence applications and audit submissions
  • Developing and updating internal policies that reflect the Chilean regulatory environment
  • Preparing and delivering reports for the Board, senior leadership, and Group Compliance
  • Acting as the Company’s representative with the CMF and other external stakeholders
  • Collaborating with legal, risk, finance, operations, technology, and front‑office teams to embed compliance into strategic projects
  • Reviewing and performing customer KYC tasks, including OCDD and ECDD
  • Conducting and managing investigations of unusual activity
  • Supporting global risk assessment processes
  • Responding to commercial stakeholder queries and client compliance issues
  • Conducting control testing aligned with the Compliance Management Framework
  • Contributing to incident, error, and breach assessments and maintaining required registers

Requirements

  • Bachelor’s degree in Finance, Law, Business, or related field
  • Minimum 5 years’ experience in compliance within financial services (ideally investments)
  • Strong knowledge of financial laws and regulations, including CMF
  • Experience in retail investments, trading, or retail financial services
  • Strong analytical, problem‑solving, and stakeholder engagement abilities
  • Excellent communication (written and verbal)
  • Ability to manage complex compliance matters
  • High ethical standards, integrity, and transparency
  • Resilience and adaptability in fast‑paced environments
  • Interest and understanding of cryptocurrencies
  • Knowledge of AML and financial regulations across multiple jurisdictions (Desirable)
  • ICA, ACAMS or other AML‑related qualifications (Desirable)
Benefits
  • Competitive salary structure including company bonus scheme
  • Genuinely collaborative and friendly culture
  • Flexible and hybrid working
  • Remote working option – work from anywhere for up to 6 weeks per year
  • Ongoing personal development & learning opportunities
  • Paid annual leave and paid sick leave
  • 3 paid volunteering days per year & Workplace Giving Program
  • Periodic recognition and reward programs for outstanding performance and achievements
  • Frequent events and celebrations
  • Employee Assistance Program & Wellbeing Initiatives.
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
complianceKYCOCDDECDDfinancial lawsregulatory compliancecontrol testingrisk assessmentAML regulationsinvestigations
Soft Skills
analytical skillsproblem-solvingstakeholder engagementcommunicationcomplex compliance managementethical standardsintegritytransparencyresilienceadaptability
Certifications
Bachelor’s degreeICAACAMS