Penn Mutual

Senior Trade Support Specialist

Penn Mutual

full-time

Posted on:

Location Type: Hybrid

Location: United States

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Salary

💰 $65,000 - $75,000 per year

Job Level

Senior

About the role

  • Provide support to financial professionals, field leaders, and internal teams in an efficient and accurate manner
  • Execute, review, and approve equity, option, fixed income, and mutual fund trades via the Pershing platform
  • Provide real-time equity quotes, fixed income inventory details, and market information to Financial Professionals
  • Support trade reviews, corrections, option activity, and corporate actions as needed
  • Review daily reports and monitor debit balances to ensure compliance with firm and regulatory guidelines
  • Review and approve disbursements with strong attention to controls and risk mitigation
  • Address and resolve complex and escalated trading inquiries efficiently and professionally
  • Maintain and update desktop procedures and documentation to ensure operational integrity
  • Serve as a primary point of contact and liaison between Pershing, HTK Operations, and Financial Professionals for trade-related questions and issue resolution
  • Communicate clearly and proactively with internal partners and leadership regarding trading activity, trends, and exceptions
  • Represent HTK Operations in departmental meetings and provide subject matter expertise as needed
  • Contribute to department-level initiatives, operational projects, and technology enhancements
  • Identify opportunities to streamline processes and elevate the financial professional experience

Requirements

  • Bachelor’s degree or equivalent professional experience preferred
  • 3–5 years of financial services experience, including trading desk or brokerage operations
  • FINRA Series 7, 24, and 53 required
  • Series 4 preferred
  • Experience with Pershing products, operational procedures, and NetX is strongly preferred.
Benefits
  • Flexible work arrangements
  • Professional development opportunities
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
equity tradingoption tradingfixed income tradingmutual fund tradingtrade reviewsrisk mitigationcompliance monitoringoperational proceduresprocess streamliningfinancial analysis
Soft Skills
communicationproblem-solvingattention to detailprofessionalismcollaborationsubject matter expertiseinitiativeorganizational skillsleadershipcustomer service
Certifications
FINRA Series 7FINRA Series 24FINRA Series 53FINRA Series 4