Compliance

• Draft and file highly complex group annuity contracts and related documents.
• Proactively research product-related insurance regulations and competitor filings to support the development of new products and collaborate with product implementation teams to ensure compliant and timely implementation of approved filings.
• Negotiate form approvals and respond to objections from state insurance departments.
• Working with sales and product functions, support complex institutional transactions by reviewing, modifying, accepting, or rejecting changes to our filed forms.
• Translate retirement plan provisions into appropriate group annuity contract and certificate language.
• Lead and oversee the contract issuance process.
• Provide leadership and expertise to compliance programs.
• Consult with business leaders on product and process design to support compliance with legal, regulatory, and contract requirements.
• Analyze new regulations and changes to existing regulations that impact divisional product portfolios.
• Participate on assigned industry committees with the goal of positively influencing our product compliance regulatory environment.
• Manage multiple, complex product-related projects.
• Define solutions that are consistent with business strategies, legal, and regulatorily compliant.

Group Annuity Contracts Compliance Consultant

Compliance Controls Validation, Manager

Compliance Analyst

Quality Specialist – Customer Compliance

Senior Quality and Compliance Coordinator

Director, Ethics and Compliance Investigations