Transitions Consultant
Osaic
full-time
Posted on:
Location Type: Remote
Location: Arizona • Florida • United States
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Salary
💰 $60,000 - $70,000 per year
Job Level
About the role
- Prepares and executes transition plans for new Financial Professionals
- Manages regular touchpoints with transitioning Financial Professional to instill confidence in the onboarding process and ensure excellent communication occurs.
- Closely monitors the asset transfers for the financial professionals by providing hands-on support and monitoring/resolving any NIGOs.
- Acts as an advocate for the transitioning Financial Professionals with any other areas across the organization to push for resolution, escalation of issues, and responsiveness to any questions.
- Manages cross-organizational projects.
- Must be able to build effective business relationships with internal departments, financial professionals and external service providers.
Requirements
- 1 + years of Financial Services Industry experience preferably in broker-dealer or wealth management space
- Knowledge of the securities industry and retirement plan industry.
- Ability to work well cross-departmentally to ensure client expectations are met.
- Experience and comfort with a high-volume setting with competing demands, multiple priorities, and fast-paced environment.
- Strong written and oral communication skills
- Detail oriented.
- Ability to organize, prioritize and re-prioritize, adapt in a changing environment, and handle multiple projects simultaneously.
- Must be proficient in MS Office applications.
- Must obtain the Securities Industry Essentials (SIE) and either the Series 7 or Series 99 license within 12 months of employment if not already obtained at the time of hire.
- At least two years of experience in a transition assistance or similar role client service or relationship management role
Benefits
- health, vision, dental insurance
- 401k
- vacation and sick time
- volunteer days and much more
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
financial services experiencesecurities industry knowledgeretirement plan industry knowledgetransition assistance experienceclient service experiencerelationship management experience
Soft Skills
communication skillsdetail orientedorganizational skillsability to prioritizeadaptabilityability to handle multiple projects
Certifications
Securities Industry Essentials (SIE)Series 7 licenseSeries 99 license