Compliance Manager
Novo
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • United States
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Salary
💰 $141,190 per year
About the role
- Conduct final reviews of marketing materials, customer communications & operational processes to mitigate potential compliance risks.
- Assess impact of emerging financial services regulations on Novo’s operations/products & recommend necessary compliance actions.
- Play a lead role in internal & external regulatory audits.
- Oversee the maintenance of corporate governance documents.
- Draft & implement compliance playbooks outlining legal frameworks for different product lines & services.
- Ensure adherence to state-mandated commercial financing disclosure laws.
- Assess regulatory risks associated with Novo’s digital banking products.
- Provide litigation support by coordinating with external counsel, tracking case developments, and assisting in legal strategy formulation.
- Advise HR team on the development and revision of employment policies to align with FLSA, FMLA, ADA, EEOC guidelines, and whistleblower protections, ensuring compliance with evolving labor regulations.
- Provide strategic legal & compliance guidance on employee classification, remote work arrangements, & the structuring of employment & independent contractor agreements based on state & federal regulations.
- Oversee workplace investigations involving employee misconduct, discrimination claims & regulatory compliance matters.
- Negotiate, draft, and review vendor agreements, SaaS contracts, affiliate partnerships.
- Maintain & track annual state reporting & corporate compliance requirements in multiple jurisdictions.
- Implement internal governance policies for handling CCPA & other state-specific privacy regulations.
- Process consumer privacy requests.
- Oversee incident response management for potential data breaches, ensuring regulatory disclosures and remediation steps are properly executed.
Requirements
- Master’s degree (or its equivalent) in Law, Legal Studies or a closely related field and 2 years of experience as a Legal Analyst, Compliance Officer or similar position involving corporate governance and compliance.
- Experience must include: revising/drafting employment policies; managing data and security privacy; managing compliance contracts; third-party due diligence & vendor risk management; corporate governance and regulatory reporting.
Benefits
- Positive, inclusive, supportive culture cheering you on your journey
- We provide learning and development budgets to help you grow and bond with your team
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance risk assessmentregulatory auditsdrafting compliance playbookslitigation supportvendor agreement negotiationdata breach incident responseemployment policy revisionthird-party due diligencecorporate governanceregulatory reporting
Soft Skills
strategic guidancecommunicationleadershiporganizational skillsanalytical thinkingproblem-solvingnegotiationcollaborationattention to detailadaptability
Certifications
Master’s degree in LawLegal StudiesCompliance certificationCertified Compliance & Ethics Professional (CCEP)Certified Information Privacy Professional (CIPP)Certified Regulatory Compliance Manager (CRCM)Bar admissionCertified Risk Management Professional (CRMP)Certified Information Systems Security Professional (CISSP)Certified Information Privacy Manager (CIPM)