Northern Trust

Compliance Specialist

Northern Trust

full-time

Posted on:

Location Type: Hybrid

Location: Chicago • Connecticut, Illinois, New York • 🇺🇸 United States

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Salary

💰 $114,700 - $194,900 per year

Job Level

Mid-LevelSenior

About the role

  • Reviews marketing materials for compliance with applicable rules and laws
  • Serves as a senior member of the Marketing Compliance team
  • Monitors and reviews procedures and practices of partners
  • Advises business partners on Compliance programs and applicable laws
  • Responds to internal and external inquiries and requests for information
  • May recommend appropriate procedural changes
  • Assists in the development of Compliance programs
  • Identifies and documents any Compliance risks associated with the Company's activities
  • Researches and develops analytical reports and solutions for issues
  • Participates in training partners and delivering communications on applicable laws and regulations
  • Coordinates and/or performs activities related to designated Compliance initiatives
  • Carries out Compliance-related activities through direct interaction with committees and management
  • Works with team Manager to act as a lead on projects

Requirements

  • Advanced knowledge of applicable laws and regulations, usually acquired through formal education or experience
  • Exceptional analytical and communication skills
  • Organizational skills required to coordinate compliance activities
  • 5-7 years of related experience
Benefits
  • Comprehensive benefits package including retirement benefits (401k and pension)
  • Health and welfare benefits (medical, dental, vision, spending accounts and disability)
  • Paid time off
  • Parental and caregiver leave
  • Life & accident insurance
  • Other voluntary and well-being benefits
  • Discretionary bonus program that may include an equity component

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
compliance programsanalytical reportsprocedural changesrisk identificationregulatory compliance
Soft skills
analytical skillscommunication skillsorganizational skillsleadershipteam collaboration
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