AI-Enabled Compliance Reviewer
Norm Ai
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • United States
Visit company websiteExplore more
Salary
💰 $100,000 - $140,000 per year
About the role
- Serve as a compliance reviewer for Norm Ai clients
- Conduct hands-on regulatory reviews across marketing materials, disclosures, policies, and procedures
- Work closely with Norm’s Legal Engineers to translate regulatory requirements into AI agents
- Support SEC examinations, compliance program reviews, and advisory engagements for investment advisers
Requirements
- Bachelor’s degree; Law degree optional
- 2 or more years of experience performing regulatory compliance consulting or compliance analysis for investment advisers or similar regulated entities
- Hands-on experience with compliance testing, regulatory exams, or advisory engagements
- Experience working with SEC regulations and FINRA rules applicable to investment advisers and broker-dealers
- Experience working with compliance technology tools, data-driven testing, or process automation (not required, but a strong plus)
Benefits
- 401(k) plan with employer match
- Health, dental, hospital, accident, and vision insurance
- Relocation reimbursement for candidates moving to NYC
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliance consultingcompliance analysiscompliance testingregulatory examsadvisory engagementsdata-driven testingprocess automation
Certifications
Bachelor's degreeLaw degree