Director of Compliance
Norm Ai
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • United States
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Salary
💰 $270,000 - $310,000 per year
Job Level
About the role
- Design, build, and lead the company’s legal, ethical, regulatory, and data compliance program
- Oversee behavioral compliance, professional responsibility obligations, privacy and data governance, and regulatory compliance
- Act as the authoritative compliance voice for the company, translating legal and regulatory obligations into policies and operational requirements
- Build and sustain a culture of compliance, accountability, and ethical decision-making across the organization
- Develop and deliver training to ensure employees understand their legal, ethical, and data-handling obligations
- Partner closely with the Security team to translate regulatory, legal, and data governance requirements into security and access control expectations
Requirements
- J.D. from recognized law school
- 8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry
- Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance
- Experience defining and governing data classification and handling requirements from a policy and legal perspective
- Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes
- Proven experience conducting compliance investigations and remediation efforts
- Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams
Benefits
- Comprehensive benefits package includes health, dental, hospital, accident, and vision coverage
- 401(k) plan with employer match
- Relocation reimbursement for candidates moving to NYC
- Competitive salary along with equity compensation
- Opportunities for professional growth in a fast-paced learning environment
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancedata governanceprivacy lawethical complianceinsider trading governancecompliance investigationspolicy developmentgovernance frameworksdata classificationremediation efforts
Soft Skills
communication skillsleadershipcross-functional collaborationethical decision-makingaccountabilitytraining developmentoperationalization of complianceadvising senior leadership
Certifications
J.D.