Director of Compliance
Norm Ai
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • 🇺🇸 United States
Visit company websiteSalary
💰 $270,000 - $310,000 per year
Job Level
Lead
About the role
- Design, build, and lead the company’s legal, ethical, regulatory, and data compliance program
- Oversee behavioral compliance, professional responsibility obligations, privacy and data governance, and regulatory compliance
- Act as the authoritative compliance voice for the company, translating legal and regulatory obligations into policies and operational requirements
- Build and sustain a culture of compliance, accountability, and ethical decision-making across the organization
- Develop and deliver training to ensure employees understand their legal, ethical, and data-handling obligations
- Partner closely with the Security team to translate regulatory, legal, and data governance requirements into security and access control expectations
Requirements
- J.D. from recognized law school
- 8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry
- Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance
- Experience defining and governing data classification and handling requirements from a policy and legal perspective
- Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes
- Proven experience conducting compliance investigations and remediation efforts
- Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams
Benefits
- Comprehensive benefits package includes health, dental, hospital, accident, and vision coverage
- 401(k) plan with employer match
- Relocation reimbursement for candidates moving to NYC
- Competitive salary along with equity compensation
- Opportunities for professional growth in a fast-paced learning environment
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory compliancedata governanceprivacy lawethical complianceinsider trading governancecompliance investigationspolicy developmentgovernance frameworksdata classificationremediation efforts
Soft skills
communication skillsleadershipcross-functional collaborationethical decision-makingaccountabilitytraining developmentoperationalization of complianceadvising senior leadership
Certifications
J.D.