Head of Brokerage Operations – Futures Introducing Broker
MyFundedFutures
full-time
Posted on:
Location Type: Hybrid
Location: 🇺🇸 United States
Visit company websiteJob Level
Lead
About the role
- Lead the operational, regulatory, and technical buildout of the IB.
- Serve as the firm’s Principal and Associated Person (AP) under NFA/CFTC registration.
- Develop and maintain Written Supervisory Procedures (WSPs).
- Oversee all regulatory programs, including AML/KYC, trade surveillance, financial reporting, and business continuity (BCP).
- Architect the operational backbone for a retail-facing futures broker.
- Manage firm-wide risk and control frameworks covering operational and financial exposures.
Requirements
- 10+ years of brokerage operations experience — ideally launching or scaling an NFA/CFTC-regulated Introducing Broker or FINRA-regulated Broker-Dealer.
- Deep knowledge of CFTC and NFA compliance and audit processes.
- Series 3 and Series 30 licenses (or ability to obtain within 120 days).
Benefits
- Equal Employment Opportunity
- Compensation ranges provided in job postings where required.
- Comprehensive benefits and performance-based incentives.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory complianceoperational risk managementfinancial reportingtrade surveillancebusiness continuity planningWritten Supervisory Proceduresbrokerage operationsAMLKYCNFA/CFTC registration
Soft skills
leadershiporganizational skillscommunication skills
Certifications
Series 3 licenseSeries 30 license