Morgan Stanley

Risk

• Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
• Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer and/or the Regional Risk Officer
• Focuses on business ethics and regulatory and compliance practices
• Monitors and implements procedures to manage all facets of risk, including data security
• Ensures appropriate supervisory coverage is maintained at all times

Risk Officer

Compliance

• Perform pre-exam testing by analyzing risk assessments, establishing sample selection criteria, testing selected samples per departmental procedures and reviewing relevant documentation.
• Conduct onsite branch inspections, review electronic and physical reports and documents, and interview financial advisors, support staff and branch management.
• Leverage your expertise and judgment to evaluate testing results and assess the adequacy and effectiveness of the branches control environment.
• Hold meetings with branch management to discuss preliminary findings, identify root causes of noted issues, and obtain formal responses to exam results.
• Collaborate with local management and key personnel to address identified business risks and policy violations and develop comprehensive corrective action plans to facilitate the timely remediation of identified issues.
• Collaborate with branch examination management to assess whether a branch office complies with regulatory requirements and Firm policies and procedures.
• Oversee multiple examinations and projects concurrently.
• Maintain up-to-date knowledge of industry and regulatory changes.

Branch Examiner, WM Compliance

Financial Planning and Analysis

• Collaborate with a varied group of colleagues in Finance and across the Firm
• Responsible for and lead aspects of individual and team deliverables and projects
• Lead budgeting/forecasting processes that align with business priorities
• Develop and maintain technology and operations budgets and financial metrics
• Provide senior management with data and analysis to drive decision making
• Manage initiatives for business management process improvements

Finance Business Manager

• Support Financial management, control and analysis of respective business managers
• Provide Financial analysis and spend management for Funding Requests (FR)
• Initiate Financial management oversight and co-ordination of capital provisioning
• Gather documentation, analysis, budget confirmation in collaboration with Project Managers, Sourcing Managers, Business Managers and IT Finance to handle FR execution and approval for Consulting, Software and Telecommunication services
• Reconcile project related financials across the project portfolio including derivation of rates, monitoring actuals vs budget and determining project related corrective action where necessary
• Execute monthly accrual analysis on regular and aging items, provide invoice approvals where necessary
• Provide support to department managers for communication of technology agenda
• Carry out tasks related to the job in accordance with the instructions of the supervisor
• Improve current processes around Financial analysis and tracking tasks

Technology Financial Coordinator

Backend Engineer

• Leverage a strong background in Python programming as a senior individual contributor.
• Enhance overall developer productivity across our fleet.
• Streamline workflows, reduce manual tasks, and contribute to the efficiency and effectiveness of our Equity Risk development & QA teams.
• Lead the design, development, and testing of high-performance tools and data platforms.
• Perform hands-on coding expertise with strategic leadership to align technology with business objectives.
• Own the full lifecycle of Python applications, services, and data pipelines that power real-time risk analytics—from architecture and clean, well-tested code to production reliability.
• Drive automation and operational excellence by building CI/CD pipelines, containerizing workloads, and implementing infrastructure as code, ensuring scalability, security, and resilience across our systems.
• Ability to mentor or guide junior staff and initiatives.

CI/CD & Infrastructure Automation Lead, Python

Attorney

• Day-to-day legal support for Morgan Stanley Wealth Management's investment advisory business, including providing legal analysis and advice with respect to applicable rules, regulations and legal risk relating to the fiduciary standard of care, trading, best execution, trade allocation, operational issues, principal trading rules, investment allocations, client fee structures, conflicts of interest, and cash solicitation rules.
• Advising on matters related to the various types of clients serviced by Wealth Management, including retail natural persons, high net worth individuals, family offices, institutions, charitable organizations, and pension plans, among others.
• Drafting client agreements, account documentation and disclosure, and negotiating agreements with portfolio managers.
• Working with various areas of Morgan Stanley's Wealth Management business on new product and services development.
• Working directly with clients and their counsel on issues relating to contracts and related matters.
• Dealing with relevant regulators, especially the SEC.
• Interacting with other Legal Department areas as well as Compliance and Risk.

VP, Wealth Management Advisory Attorney

• Write, edit and amplify key investment content, including insights, outlooks, whitepapers, video scripts, infographics, social media posts, emails and web copy
• Research investment topics and themes across a variety of traditional, alternative and innovative asset classes in public and private markets, including equity, fixed income, solutions and multi-asset
• Follow market and economic trends to support the communication of investment management views on timely topics
• Lead the editorial process, interviewing subject matter experts, gathering and interpreting independent research, developing outlines and revising drafts
• Oversee content until completion, coordinating with marketing content review, design and digital teams.
• Customize editorial content to meet the distinct needs of different audiences and for delivery across various media, including print, web, audio and video
• Assume additional editorial duties as requested or assigned

Senior Associate Investment Writer, Global Marketing Strategy

Program Manager

• Partner with senior leaders in delivering key results to meet strategic objectives.
• Manage implementation activities for high profile, high visibility, concurrent work-streams.
• Lead program steering committee meetings to provide program updates and clear blockers.
• Develop and deliver program communications and roadmaps.
• Lead the team through translating business use cases into functional specifications and work with team leaders on work-breakdown.
• Drive issue resolution.
• Track OKRs and program success metrics.
• Bring together cross-functional business and technology teams to deliver connected, enterprise strategies, solutions, capabilities, and execution roadmaps.
• Participate in building and maintaining PMO standards, processes, and controls across the enterprise portfolio.
• Act as a mentor for other PMO resources.

Principal Program Manager – Parametric

Account Manager

• Serve as the primary point of contact for key institutional clients, acting as a trusted advisor to understand their investment needs and ensure client satisfaction.
• Develop a business development plan for a defined group of Fixed Income Intermediaries and Investors.
• Identify and pursue new business opportunities, grow assets under management (AUM) and meet or exceed revenue targets.
• Deliver tailored market updates, portfolio reviews, and investment solutions to senior-level decision-makers.
• Partner with portfolio managers, product specialists, and marketing teams to develop investment strategies and enhance client coverage.
• Lead, mentor, and coach junior sales staff and ensure all sales activities strictly comply with regulatory requirements.

Executive Director – Relationship Manager, Fixed Income Sales

Vice President

• Identifying opportunities for education content and presentation materials to deepen client engagement
• Strong presentation skills to deliver educational content via webinar and webcasts
• Maintain awareness of equity and cryptocurrency industry trends
• Ability to navigate project delivery amid compliance concerns, risk control processes, and regulatory landscape
• Acquire a robust understanding of E*TRADE products, services, processes, and organizational structure to find optimal solutions and achieve success
• Research new training supplies and materials that can enhance the firm’s educational offering
• Optimize articles and supporting collateral based on existing education, product, and platform content
• Work with sales, marketing, product, and customer service teams to identify customer needs
• Interface with product and platform teams to generate content to support product and platform launches

Education Specialist – Assistant Vice President

Consultant

• Manage a regional team of Mortgage Consultants.
• Responsible for daily performance and productivity of the team.
• Identify operational inefficiencies and suggest process improvements.
• Act as the escalation point for issues involving Private Bankers and Financial Advisors.
• Oversee lead management for new loan referrals.
• Ensure compliance with all policies and regulations.
• Partner with Complex Directors and Branch Managers to build relationships.
• Assist in onboarding new employees and support Regional Manager as needed.

Mortgage Consultant Supervisor

People Operations

• Manage and deliver cyclical and time sensitive HR reports for firm leaders and regulatory bodies.
• Partner with BU and HR stakeholders on analytics requirements and data feeds.
• Develop presentations and communications that articulate data-driven insights.
• Identify opportunities for ongoing process improvement and simplification.

People Analytics Reporting Specialist

• Serve as the primary liaison for key vendors, including mobile carriers and MMS providers.
• Lead vendor performance management through QBRs, SLA/SLO/KPI tracking, and structured remediation actions.
• Collaborate with internal Sourcing team on contract renewals, RFPs, pricing negotiations, and contract optimization.
• Partner with business-facing technology teams to ensure carrier roadmaps (5G, eSIM, roaming) support the firm's mobile-first workforce
• Own end-to-end financial governance, including telecom invoice validation, forensic billing analysis, Accounts Payable integration and automation, and cost allocations.
• Strengthen CME's invoice governance capability, focusing on billing integrity and dispute management.
• Expand CME support to govern additional contracts.
• Lead governance improvements through standardized change, request workflows and compliance assessments.
• Conduct compliance assessments and ensure all processes meet international standards.
• Develop analytics and insights to support leadership decision-making across contract, cost, and performance domains.
• Compile operational and financial dashboards, executive presentations, and vendor scorecards.
• Contribute to broader governance of CME enterprise vendors.
• Help standardize CME frameworks, risk controls, performance scorecards, and operating procedures.

Mobile Vendor Governance Manager

Full-stack Engineer

• Apply your depth of knowledge and expertise to all aspects of the software development lifecycle.
• Lead the design and development of full-stack applications using Next.js, Remix, React, and Node.js/Express.
• Build and maintain microservices and RESTful APIs that are scalable and robust.
• Take complete ownership of feature development - from requirement analysis to production deployment.
• Write clean, efficient, and maintainable code following best practices (including unit tests, code reviews, documentation).
• Work collaboratively in an Agile/Scrum team environment with designers, product managers, and other developers.
• Ensure responsive and accessible UI design, integrating closely with the UX team.
• Drive decisions around state management, data fetching strategies, caching and performance optimization.

Senior Full-Stack Developer

• Develop, and maintain robust, scalable ETL pipelines and data warehouse solutions using Snowflake, ETL(Talend Enterprise/ Informatica PowerCenter), and Python
• Design and implement cloud-native data solutions, ensuring performance, cost-efficiency, and scalability
• Continuously monitor and optimize ETL processes and data pipelines for maximum efficiency and reliability
• Drive the adoption of Agile methodologies and DevOps best practices to enhance team efficiency and accelerate delivery cycles
• Identify opportunities for automation throughout the data lifecycle and implement innovative solutions to streamline operations
• Work closely with business, analytics, and IT stakeholders to understand data requirements and deliver solutions that drive business value