Morgan Stanley

Vice President, Operational Risk Officer – Financial Crimes Risk

Morgan Stanley

full-time

Posted on:

Location Type: Office

Location: Purchase • Florida • New York • United States

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Salary

💰 $140,000 - $205,000 per year

Job Level

Lead

About the role

  • Assist in the execution of the firm's first line Financial Crimes program
  • Perform oversight responsibilities and escalate potential gaps and risks
  • Work closely with the business, the second- and third-line stakeholders
  • Lead end to end risk assessment for financial crimes risks and controls
  • Proactively engage appropriate stakeholders to lead the implementation of enhanced processes
  • Develop reporting and effectively communicate risk management issues
  • Lead implementation for project deliverables for Risk and Control assessments
  • Review end to end process for controls
  • Address second line feedback and challenges
  • Provide advisory, guidance and training to the first line teams

Requirements

  • 7+ years of relevant experience managing implementation of operational risk framework including risk and controls assessments and control management
  • Strong understanding of Financial Crimes Risk
  • Relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator
  • Undergraduate degree in Business, Finance, or other related fields
  • Strong leadership qualities
  • Knowledge of Financial Crimes laws and regulations
  • Ability to analyze, summarize, and communicate effectively
  • Ability to multitask effectively and execute actions promptly
  • Ability to handle highly confidential information professionally and with appropriate discretion
Benefits
  • Employee benefits and perks include comprehensive employee benefits and perks in the industry
  • Opportunities for professional development
  • Support for work-life journey
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
operational risk frameworkrisk assessmentscontrol managementfinancial crimes riskBSA/AML regulationsfinancial crimes laws
Soft Skills
leadershipcommunicationmultitaskingdiscretion