Risk Officer
Morgan Stanley
full-time
Posted on:
Location Type: Office
Location: Syracuse • New York • United States
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Salary
💰 $120,000 - $160,000 per year
About the role
- Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
- Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer and/or the Regional Risk Officer
- Focuses on business ethics and regulatory and compliance practices
- Monitors and implements procedures to manage all facets of risk, including data security
- Ensures appropriate supervisory coverage is maintained at all times
Requirements
- Bachelor’s degree required or equivalent education or experience
- Previous industry experience
- Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
- Other licenses as required for role or by management
- Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
- Evidence of strong leadership capabilities or previous supervisory experience
- Ability to prioritize and resolve complex problems and escalate as necessary.
Benefits
- Comprehensive employee benefits and perks
- Opportunities for professional development and growth.
- Flexible work arrangements to support work-life balance.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft Skills
leadershipsupervisory experienceproblem-solvingprioritization
Certifications
Series 7Series 8Series 9Series 10Series 63Series 65Series 66