Regulatory Compliance Manager
Moneycorp
full-time
Posted on:
Location Type: Hybrid
Location: London • United Kingdom
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About the role
- Lead Regulatory Compliance function with a dual focus on central compliance oversight and product compliance advisory
- Maintain a robust compliance framework covering governance, policies, monitoring, training, regulatory engagement, and risk assessment
- Provide expert advisory to product, technology, and commercial teams
- Ensure compliance with Payment Services Regulations and MiFID II for business model, products, and initiatives
- Foster a culture of compliance and proactively manage regulatory risks
- Serve as a focal point for communications with regulators and coordinate responses
- Conduct reviews and approvals of financial promotions and client onboarding
Requirements
- Background in managing regulatory compliance team(s)
- Strong knowledge of PSRs 2017, MiFID, Conduct of Business Rules
- Experience working within a MiFID firm, Bank, PSP, EMI or Regulator
- Experience in liaising with regulators (e.g. FCA, FOS, PSR)
- Experience in implementing new regulatory changes e.g. Consumer Duty, Operational Resilience, Safeguarding
- Strong compliance advisory background in the protection of client money and trade reporting requirements (e.g. CASS 7, Safeguarding and EMIR Reporting)
- Experience in preparing and submitting regulatory notifications and returns to the FCA (SUP 15 notifications, Major Incident Reporting, Breach Reporting)
- Industry accredited professional qualifications e.g. CISI, ICA
Benefits
- competitive salary and discretionary bonus
- private medical health insurance
- flexible working hours
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancerisk assessmentfinancial promotions reviewclient onboardingregulatory notificationstrade reportingoperational resilienceconsumer dutyCASS 7EMIR reporting
Soft Skills
leadershipcommunicationadvisoryorganizationalproactive risk managementcollaboration
Certifications
CISIICA