Compliance

• Lead the design and implementation of Modern Treasury’s compliance framework across AML/BSA, sanctions, fraud, and consumer protection.
• Serve as the designated BSA Officer, responsible for AML compliance, suspicious activity reporting, and program governance.
• Oversee compliance with bank partner agreements, including due diligence, audit coordination, reporting, and ongoing oversight.
• Develop scalable processes and systems to support potential future licensing regimes (e.g., MTLs, trust charters) while maintaining compliance through existing FBO and bank partnership structures.
• Advise the VP, Legal and executive team on compliance risks, regulatory trends, and program performance.
• Conduct and oversee enterprise risk assessments, control testing, and remediation.
• Ensure program readiness for participation in payments systems (FedNow, RTP, ACH) and emerging asset types such as stablecoins or tokenized deposits.
• Embed compliance requirements into customer onboarding, payment processing, and ledger operations.
• Collaborate with engineering to enhance transaction monitoring, sanctions screening, and case management tools.
• Evaluate and implement compliance technology solutions for KYC, data analytics, and transaction monitoring.

Head of Payments Compliance

Director, Privacy Compliance

Regulatory Compliance Officer – Clinical Trials

Manager, Regulatory Operations

Regulatory Intelligence Intern

Regional Compliance Officer