Marsh McLennan

Senior Compliance Officer

Marsh McLennan

full-time

Posted on:

Origin:  • 🇺🇸 United States • Illinois, Massachusetts, New York

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Salary

💰 $116,600 - $233,300 per year

Job Level

Senior

Tech Stack

Cyber Security

About the role

  • Serve as a trusted advisor on regulatory, risk, compliance and ethics issues for MMA’s regulated insurance brokerage businesses
  • Support execution of all elements of the Company’s compliance program
  • 3-day per week in-office requirement (hybrid role)
  • Provide advice across business insurance (including P&C), employee health & benefits, and private lines practices
  • Develop and participate in regulatory compliance, policy and procedure implementation, training, monitoring and investigations
  • Track, analyze and report on regulatory developments relevant to MMA’s business
  • Design and update policies and procedures
  • Conduct compliance monitoring and drive remedial actions
  • Develop and conduct compliance training and communications
  • Deliver timely and practical advice to business colleagues and build/maintain relationships with compliance liaisons
  • Conduct investigations into potential violations of policies, laws and regulations
  • Support broader Marsh McLennan compliance initiatives
  • Report to MMA’s Chief Compliance Officer

Requirements

  • A bachelor’s degree
  • A minimum of 10 years relevant industry experience
  • Comfortable working in commercial insurance (including P&C), employee health & benefits, private lines and retirement services
  • Ability to address licensing, surplus lines, professional standards, transparency and disclosure, privacy and data protection, and M&A due diligence and integration
  • Strong knowledge of laws related to rebating, referral fees, surplus lines; trade sanctions; cybersecurity, data protection and privacy (HIPAA); conflicts of interest; third-party risk
  • Personal integrity and sound judgement
  • Ability to collaborate effectively and uphold ethical standards under pressure
  • Demonstrable experience leading compliance operations or governance
  • Proficiency in analyzing and utilizing data sets to create dynamic dashboard reports
  • Strong project management skills
  • Track record of advising senior business partners on compliance matters
  • Ability to analyze strategic, commercial and operational issues and provide practical solutions
  • Exceptional business judgment and strategic thinking
  • Strong emotional intelligence and relationship-building skills