Compliance

• Lead, mentor, and grow a team of compliance analysts and GRC professionals
• Provide strategic direction, technical guidance, and foster a culture of continuous improvement
• Develop and operationalize a risk management program that proactively identifies, assesses, and mitigates organizational and third-party risks, with clear alignment to business priorities
• Design and manage a comprehensive GRC framework, including risk assessments, controls implementation, and governance practices
• Partner with Information Security, IT, Privacy, Audit, and Legal to build a unified view of the firm’s security and data privacy posture and convey that view to clients and stakeholders
• Establish KPIs and dashboards to monitor risk levels, compliance progress, and the effectiveness of controls; regularly report key risk insights to senior leadership and the Risk Committee
• Conduct Data Privacy Impact Assessments (DPIAs), maintain a central risk register, and oversee the mitigation of identified gaps across people, process, and technology
• Ensure ongoing adherence to industry standards (e.g., ISO 27001, SOC 2, PCI DSS, NIST) by maintaining audit-ready documentation and leading evidence-gathering activities

Governance, Risk, Compliance Manager

Senior Regulatory Risk Specialist

Director, Ethics and Compliance Investigations

Director, Global Regulatory Leader

Director, Global Regulatory Leader

Senior Manager, Quality – Regulatory Affairs