Governance, Risk, Compliance Manager
Fragomen
Senior Compliance Officer
Marsh McLennan
full-time
Posted on:
Location: Illinois, Massachusetts, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $116,600 - $233,300 per year
Job Level
Senior
Tech Stack
Cyber Security
About the role
- Serve as a trusted advisor to business colleagues on regulatory, risk, compliance and ethics issues relating to MMA’s regulated insurance brokerage businesses. Support the execution of all elements of the Company’s compliance program. Track, analyze and report on regulatory developments relevant to MMA’s business. Design and update policies and procedures. Conduct compliance monitoring and drive remedial actions. Develop and conduct creative and impactful compliance training and communications. Deliver timely and practical advice to business colleagues on regulatory, risk, compliance and ethics issues. Build and maintain positive relationships with compliance liaisons in MMA’s business. Conduct investigations into potential violations of internal policies and/or laws and regulations applicable to the company. Support broader Marsh McLennan compliance initiatives.
Requirements
- A bachelor’s degree A minimum of 10 years relevant industry experience. Are comfortable working in the areas of MMA’s offerings – primarily commercial insurance, employee health and benefits, private lines and retirement services. Can address issues involving licensing, surplus lines, professional standards, transparency and disclosure, privacy and data protection, and M&A due diligence and integration, while maintaining a perspective that is both independent of and sensitive to commercial objectives. Have a strong knowledge of laws applicable to MMA in areas such as rebating, referral fees, and surplus lines; trade sanctions; cybersecurity, data protection and privacy (HIPAA); conflicts of interest and services provided to insurers; and third-party risk.
