About the role
- Support the implementation and continuous improvement of the Regulatory Compliance Management Program
- Monitor and assess regulatory changes and updates to authoritative sources
- Provide subject matter expertise and support in linking authoritative sources to integrated compliance platforms
- Maintain and govern the Global RCM SharePoint site
- Monitor and maintain the LCG Issue and CAP Management Dashboard
- Provide support to stakeholders
- Create, enhance, or update policies, guidelines, and procedures
- Conduct training sessions and walkthroughs for stakeholders
- Support the preparation of Global RCM Quarterly Reporting
- Contribute to compliance communication, reporting, and information sharing
Requirements
- 2-3 years of experience in compliance, legal, risk, or audit as an analyst or auditor
- 4-5 years of experience in the financial industry or a relevant field
- Experience in Regulatory Compliance
- Bachelor’s degree preferably in accounting, law, finance, business, or related fields
- Flexible work arrangements
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
Regulatory ComplianceCompliance ManagementPolicy DevelopmentRisk AssessmentAudit AnalysisData MonitoringDashboard ManagementTraining FacilitationReporting
Soft skills
Stakeholder SupportCommunicationCollaborationProblem SolvingAttention to Detail