Field Supervision Analyst
Manulife
full-time
Posted on:
Location Type: Hybrid
Location: Toronto • Canada
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Salary
💰 CA$73,725 - CA$122,875 per year
About the role
- Responsible for Tier 1 supervision, approval of daily, monthly, quarterly trade reports
- Review and approve new accounts and KYC updates
- Communicate with advisor teams regarding compliance inquiries
- Assist with investigations related to complaints and regulatory inquiries
- Identify and escalate any areas of non-compliance
- Maintain clear records of supervisory decisions
- Participate in team meetings and contribute ideas to streamline workflows
Requirements
- Registered as Supervisor and Registered Representative with CIRO
- 2-4+ years of CIRO dealer supervision or related compliance experience
- Completion of CSC, CPH, Investment Dealer Supervisors Courses
- Strong knowledge of the financial services industry
- Detail-oriented with solid organizational and prioritization skills
- Strong analytical judgment with experience handling complex escalations
- Bilingual English/French an asset
Benefits
- health, dental, mental health, vision insurance
- short- and long-term disability coverage
- life and AD&D insurance
- adoption/surrogacy benefits
- wellness programs
- employee/family assistance plans
- various retirement savings plans
- financial education and counseling resources
- generous paid time off program including holidays, vacation, personal, and sick days
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
KYC updatestrade reportscompliance inquiriesinvestigationsnon-compliance identificationsupervisory decisionsworkflow streamlining
Soft Skills
detail-orientedorganizational skillsprioritization skillsanalytical judgmentcommunication skills
Certifications
Registered SupervisorRegistered RepresentativeCSCCPHInvestment Dealer Supervisors Courses