Chief Compliance Officer
Mahoney Asset Management
full-time
Posted on:
Location Type: Hybrid
Location: Toronto • Canada
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Job Level
About the role
- Lead our enterprise-wide compliance program
- Champion a firm‑wide culture of integrity
- Set strategy, oversee policy, and ensure operations meet regulatory standards
- Guide an experienced, in‑house compliance team
- Partner with leaders across the firm and empower staff
- Monitor and interpret regulatory developments and advise senior leadership
- Establish, maintain, and continuously improve Compliance Manual and procedures
- Design and deliver training for staff and leaders
- Consult with outside counsel as needed
- Prepare and submit compliance reports to leadership committee
- Work closely with various teams to embed compliance in the business
Requirements
- 10+ years in investment‑industry senior compliance roles
- Previous registration as a CCO or completion of courses/qualifications required to register as a CCO with securities authorities
- CFA Charter or professional designation as a lawyer, CA, CGA or CMA
- Extensive knowledge of Canadian securities legislation
- Familiarity with core instruments such as NI 31‑103, NI 45‑106, NI 81‑102, NI 81‑105, NI 81-107
- Strong knowledge of equity, fixed income, derivatives, and investment funds
- Exceptional coaching skills
- High attention to detail under pressure
- Ability to work across teams and levels
Benefits
- Health and wellness coverage
- Life and disability insurance
- Paid time off and holidays
- Learning and development programs
- Competitive total rewards
- Performance-based bonuses
- Opportunities for equity ownership program
- Corporate fitness reimbursement and discounts
- Portfolio management services
- Volunteer and charitable donation matching
- Maternity and parental leave top-up
- Recognition awards
- Minimum of 15 days annual vacation entitlement
- Extensive health and dental benefits
- Healthcare spending account
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance program managementregulatory standards oversightcompliance manual developmenttraining design and deliverycompliance reportinginvestment complianceknowledge of Canadian securities legislationfamiliarity with NI 31-103familiarity with NI 45-106familiarity with NI 81-102
Soft Skills
leadershipcoachingattention to detailinterpersonal skillsstrategic thinkingteam collaborationcommunicationempowermentadaptabilityproblem-solving
Certifications
CCO registrationCFA Charterlaw degreeCA designationCGA designationCMA designation