LPL Financial

Vice President, Assistant General Counsel – Cybersecurity

LPL Financial

full-time

Posted on:

Location Type: Hybrid

Location: Fort MillCaliforniaMassachusettsUnited States

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Salary

💰 $172,036 - $286,726 per year

Job Level

Tech Stack

About the role

  • Advise on legal and regulatory obligations applicable to cybersecurity incidents.
  • Serve as the primary legal advisor for incident response.
  • Monitor and interpret evolving cybersecurity regulations.
  • Support crisis management activities and provide legal guidance.
  • Draft, review, and update cybersecurity policies, standards, procedures, and playbooks.
  • Provide legal input into cyber tabletop exercises and readiness assessments.
  • Advise on cybersecurity requirements applicable to third-party service providers.
  • Partner with Information Security to evaluate cybersecurity controls and governance frameworks.
  • Support regulatory examinations and documentation efforts related to cybersecurity matters.
  • Collaborate cross-functionally with Technology, Risk, Compliance, and business teams.
  • Educate internal stakeholders on cybersecurity legal risks and best practices.

Requirements

  • Juris Doctor (JD) from an accredited law school; licensed to practice in at least one U.S. jurisdiction.
  • 8–12+ years of legal experience with a strong background in cybersecurity, data security, privacy, technology law, or incident response.
  • Experience in financial services with exposure to broker-dealer and/or investment advisory regulatory environments (SEC, FINRA, MSRB, banking regulators).
  • Experience advising on cyber incident response, materiality assessments, regulatory notifications, and supervisory expectations.
  • Familiarity with cybersecurity regulations and frameworks, including NYDFS Cybersecurity Rules, state breach laws, Reg S-P, SEC/FINRA expectations, and data protection statutes.
  • Experience drafting and maintaining cybersecurity policies, incident response procedures, standards, and playbooks.
  • Strong analytical and problem-solving skills.
  • Excellent written and verbal communication skills.
  • Ability to manage multiple priorities in a fast-paced, high-stakes environment.
  • Collaborative mindset with the ability to work across technical, business, legal, compliance, and risk teams.
Benefits
  • 401K matching
  • health benefits
  • employee stock options
  • paid time off
  • volunteer time off
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
cybersecuritydata securityprivacy lawincident responsecybersecurity policiesregulatory notificationsmateriality assessmentscyber tabletop exercisescybersecurity frameworksdrafting legal documents
Soft Skills
analytical skillsproblem-solving skillswritten communicationverbal communicationtime managementcollaborationcross-functional teamworkcrisis managementeducational skillsadvisory skills
Certifications
Juris Doctor (JD)licensed to practice law