LPL Financial

Operations Specialist

LPL Financial

full-time

Posted on:

Location Type: Hybrid

Location: Fort Mill • Arizona • South Carolina • United States

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Salary

💰 $22 - $37 per hour

Job Level

Junior

About the role

  • Deliver high‑quality phone support to WealthAG advisors across different specialized teams and their end-clients
  • Handle inquiries including account notifications, cash management, RMD outreach, Rep ID updates, annual review scheduling, issue resolution, signing documents and placing unsolicited trades
  • Prepare and submit new account documentation, ensuring all materials are complete for processing
  • Coordinate and track rollovers and transfers (manual and ACAT) to ensure timely completion
  • Identify client needs and refer clients seeking financial guidance to advisors
  • Maintain operational excellence through ongoing training on policies, procedures, platforms, and service best practices

Requirements

  • Active Series 7 and Series 66 (or equivalent), or ability to obtain required licenses within 180 days
  • Ability to work onsite in Fort Mill, SC, Tempe, AZ, or Austin, TX
  • 1+ year direct client-facing experience in financial services, ideally in a service or advisory support role
Benefits
  • 401K matching
  • health benefits
  • employee stock options
  • paid time off
  • volunteer time off
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
account managementcash managementissue resolutiondocumentation preparationrollover coordinationtransfer processingfinancial guidance
Soft Skills
client-facing experiencecommunicationproblem-solvingorganizational skills
Certifications
Series 7Series 66