LPL Financial

New Accounts Analyst – Foreign Account Operations

LPL Financial

full-time

Posted on:

Location Type: Office

Location: Fort Mill • North Carolina • South Carolina • United States

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Salary

💰 $25 - $41 per hour

About the role

  • Lead and oversee foreign account opening, maintenance, and closure processes.
  • Review and approve documentation for complex or high-risk accounts.
  • Act as an escalation point for inquiries related to foreign account operations.
  • Collaborate with Compliance, Legal, and Risk teams to resolve regulatory or procedural issues.
  • Analyze workflow metrics and identify opportunities for process improvement and risk mitigation.
  • Develop and maintain detailed standard operating procedures (SOPs).
  • Provide training, mentorship, and guidance to team members.
  • Support audits and regulatory reviews by preparing documentation and responding to inquiries.
  • Ensure accurate recordkeeping and adherence to data integrity standards.
  • Lead cross-functional projects aimed at improving efficiency and client experience.
  • Execute control activities to ensure adherence to firm policies and guidelines.

Requirements

  • 2+ years of experience in financial operations with a focus on foreign account processing
  • 2+ years of in-depth knowledge of international regulatory requirements (AML/KYC)
  • Core Competencies Strategic thinker with strong analytical and problem-solving abilities
  • Ability to manage complex projects and prioritize competing deadlines
  • High attention to detail and commitment to accuracy
  • Strong leadership and team development skills
  • Be curious - identify deficiencies and find ways to continuously improve the process through controls testing and routine assessments.
  • Preferences Experience in process improvement (Lean methodologies – root cause problem solving) and operational risk mitigation
  • Familiarity with global financial products and services
  • BETA and excel experience is essential for job duties
  • ClientWorks, BOPM/Camunda, Archer, MS office suite experience is preferred
  • Multilingual skills or experience working with international clients is a plus.
Benefits
  • 401K matching
  • health benefits
  • employee stock options
  • paid time off
  • volunteer time off
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
foreign account processinginternational regulatory requirementsAMLKYCprocess improvementLean methodologiesoperational risk mitigationworkflow analysisdata integrity standardscontrol activities
Soft Skills
strategic thinkinganalytical skillsproblem-solvingproject managementattention to detailleadershipteam developmentcuriosityprocess improvement mindsetcommunication