Associate Financial Consultant II
Logix Federal Credit Union
full-time
Posted on:
Location Type: Office
Location: Valencia • California • United States
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Salary
💰 $22 per hour
About the role
- Provides administrative support to Financial Consultants which includes assisting with prospective and existing investment clients' questions, issues and needs.
- Handles the servicing needs of existing investment clients including money movement, account opening and closing and other client requests or as directed by the Financial Consultants.
- Handles all communication timely and effectively, including phone calls, emails, mail and approved messaging from clients, prospects, internal/external partners and management.
- Efficiently handles new business, including account opening, approvals, account transfers, follow up and tracking for completion and communicates with Financial Consultants as needed to complete processes.
- Processes forms and requests pertaining to new and existing annuities, mutual funds, life insurance and Long-Term Care accounts/policies.
- Maintains tracking of sales activities, production and maintains a list of tasks and their current status.
- Monitors issues and notifications on the brokerage platform and addresses them in a timely manner.
- Works hard to learn the features, benefits, risks and costs associated with the investment products and services provided as in their own professional development.
- Maintains compliant with OSJ and FINRA requirements.
- Provides superior customer service and communication and conducts themselves in a manner consistent with Logix values and conforming to all laws, rules, regulations and Logix policies and procedures.
Requirements
- 3-5 years of experience
- Must have current and clean FINRA Series 7, Series 63 & 65 or 66, as well as Life and Disability Insurance Licensing.
- Candidates with Series 6 and/or 63 must acquire their Series 7 and 65 or 66.
- Must possess a good working knowledge of immediate, fixed & variable annuities, mutual funds, life insurance and long term care.
- Must also have a working knowledge of Microsoft Office programs including Excel, Word, PowerPoint, and Outlook as well as broker/dealer and contact management systems.
- Project management experience is a plus.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
investment client servicingaccount openingaccount closingmoney movementannuity processingmutual fund processinglife insurance processinglong-term care knowledgeproject management
Soft Skills
customer servicecommunicationtimelinessproblem-solvingorganizational skills
Certifications
FINRA Series 7FINRA Series 63FINRA Series 65FINRA Series 66Life Insurance LicenseDisability Insurance License