LendingClub

Auditor

• Reporting to the Audit Committee of the Board of Directors, LendingClub Internal Audit (LCIA) provides independent, objective assurance and consulting services
• Deliver audit assurance and help innovate the function’s methods, tools, and assurance capabilities
• Develop relationships with business and technology partners
• Execute audits in accordance with standards and expectations; research, plan and scope audits; conduct interviews and process walkthroughs
• Draft business process flowcharts and/or narratives; identify key risks and controls; test control design and operating effectiveness
• Draft internal audit findings and recommend mitigation strategies; implement data analytics techniques; monitor issue remediation progress and validate remediation actions
• Build institutional knowledge of products, systems, and processes; and stay current industry trends and emerging risks

Senior Auditor

Compliance

• Lead and maintain the Compliance Testing Program to independently review and validate compliance with federal and state laws and internal policies
• Develop an annual Compliance Test Plan based on risk assessments and partner inputs
• Lead Testing Team to execute plan and conduct targeted reviews
• Oversee testing processes across all phases and ensure issues are recorded, tracked, and resolved
• Prepare and present analysis and reporting to oversight committees and senior leadership
• Liaise with examiners and auditors regarding regulatory compliance testing
• Collaborate with Compliance advisory teams on ongoing compliance risk monitoring
• Participate in Enterprise Risk and risk governance forums to provide control environment insight
• Partner with Compliance Program Office to incorporate testing results into risk governance and reporting
• Support other compliance governance responsibilities across the department (third-party oversight, issues management, risk assessments)

Director, Compliance Testing

General Counsel

• Deliver strategic and tactical legal support primarily for LendingClub Bank’s consumer deposit and lending products
• Monitor and analyze federal, state, and local regulatory developments concerning consumer banking products and operations and engage with our business partners to ensure understanding of the same and operational readiness
• Serve as a trusted advisor and partner to customer-facing teams and operations teams, such as customer experience teams, customer service teams, banking operations teams, including providing support related to LendingClub’s digital platforms and services, client relationship matters, customer complaints and non-standard client requests and escalations
• Serve as a trusted advisor and partner to business teams, including advising and partnering on the development of new products and services, training and advising on consumer finance laws and regulations applicable to our business, third party management activities, reviewing marketing materials and advising on product and customer servicing and collections matters
• Partner with our Compliance and Risk teams to ensure comprehensive risk support for the consumer banking products we offer including the management of internal and external compliance reviews and examinations, and regulatory exams by government agencies
• Collaborate with team members to identify issues and improve existing processes and procedures to ensure consistent interpretation and application of legal requirements across LendingClub Bank’s product suite
• Drive and support other matters in support of LendingClub Bank’s strategic objectives
• Assist the Legal Department in support of any other assignments that you may be asked to help with
• You assess unusual circumstances and use sophisticated analytical and problem-solving techniques to identify cause
• You devise solutions based on limited information and precedent and adapt existing approaches to resolve issues

Senior Auditor

Director, Compliance Testing

Regulatory Counsel