LendingClub

Director, Compliance Testing

LendingClub

full-time

Posted on:

Origin:  • 🇺🇸 United States • California, Utah

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Salary

💰 $150,000 - $225,000 per year

Job Level

Lead

About the role

  • Lead and maintain the Compliance Testing Program to independently review and validate compliance with federal and state laws and internal policies
  • Develop an annual Compliance Test Plan based on risk assessments and partner inputs
  • Lead Testing Team to execute plan and conduct targeted reviews
  • Oversee testing processes across all phases and ensure issues are recorded, tracked, and resolved
  • Prepare and present analysis and reporting to oversight committees and senior leadership
  • Liaise with examiners and auditors regarding regulatory compliance testing
  • Collaborate with Compliance advisory teams on ongoing compliance risk monitoring
  • Participate in Enterprise Risk and risk governance forums to provide control environment insight
  • Partner with Compliance Program Office to incorporate testing results into risk governance and reporting
  • Support other compliance governance responsibilities across the department (third-party oversight, issues management, risk assessments)

Requirements

  • 10+ years of banking or financial services experience, primarily in compliance, risk management and/or audit functions
  • 5+ years of direct experience performing compliance testing or audit
  • Bachelor’s degree or higher in a related field; or equivalent work experience
  • Strong working knowledge of consumer protection laws and regulations and associated risks, and the internal controls needed to mitigate those risks
  • Knowledge of Financial Crimes Compliance regulations
  • Experience managing or supervising others
  • Strong written and verbal communication skills
  • Demonstrated ability to influence decisions and drive change
  • Self-starter with ability to think independently, take ownership, and drive initiatives to resolution
  • Solid analytical, problem solving, and critical thinking skills
  • Ability to handle multiple priorities and rapid changes
  • Preferred: Professional certifications such as CRCM or CIA