Law Society of Ontario

Auditor

• Examines licensees’ books, records, files and related documents to ensure compliance with the Law Society’s By-Laws and Rules of Professional Conduct (RPC) / Paralegal Rules of Conduct (PRC)
• Prepares audit reports, offers timely recommendations for improvement
• Alerts assistant manager in cases of serious breaches for further regulatory action
• Conducts audit assignments independently or as part of a team
• Prepares and provides licensee with an Audit Report outlining identified deficiencies and recommendations for improvement
• Conducts follow-up spot audits to ensure implementation of recommendations

Bilingual Auditor, Spot Audit, Practice Audits, Professional Development & Competence