Jensten

Risk and Compliance Manager – Retail Broking

Jensten

full-time

Posted on:

Location Type: Remote

Location: United Kingdom

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About the role

  • Provide regulatory subject matter expertise and guidance to retail firms
  • Support horizon scanning and communicate regulatory changes
  • Respond to ad-hoc compliance queries
  • Review and approve financial promotions
  • Manage risk registers and KRIs, providing oversight and challenge
  • Identify and report breaches, ensuring appropriate actions are taken
  • Assist with regulatory filings and submissions
  • Deliver risk and compliance training across the Broking Division
  • Support internal reporting for the Broking Risk & Compliance Committee
  • Review and update R&C owned policies in line with agreed review cycles and internal governance requirements
  • Provide data protection support to the Data Protection Officer, including compiling Data Subject Access Request responses in accordance with regulatory requirements and internal procedures
  • Oversee key contracts (e.g., TOBAs, Delegated Authorities)
  • Support compliance due diligence on acquisition targets
  • Support integration of newly acquired businesses and remedial actions

Requirements

  • Proven experience in a Risk & Compliance role within commercial or personal lines general insurance
  • Strong knowledge of the FCA Handbook and reporting requirements
  • Experience managing regulatory and conduct risks
  • Familiarity with risk management frameworks
  • Ability to build strong relationships and act as a trusted business partner
Benefits
  • Competitive salary with an annual pay review and bonus scheme.
  • Remote working
  • 27 days annual leave (includes a day off for your birthday and another for a religious holiday of your choice) + bank holidays
  • Auto enrolment into our excellent pension scheme (5% employer matched contribution)
  • Flex-benefits- A range of flexible benefits to choose from, that are most important to you
  • Group Life Assurance cover
  • 3 months Maternity, Paternity & Adoption leave all fully paid
  • Perks at work- amazing discounts on cinema tickets, meals out, luxury items etc.
  • Annual leave purchase scheme- up to 5 days annually
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory compliancerisk managementfinancial promotions reviewregulatory filingsdata protectionrisk registerskey risk indicatorscompliance due diligenceinternal governancerisk and compliance training
Soft Skills
relationship buildingtrusted business partnercommunicationoversightchallengecollaborationproblem-solvingadaptabilityattention to detailtraining delivery