InvestEngine

Analyst

• Conduct a comprehensive check of clients (Individual and Business) using internal and open sources;
• Verify new client accounts;
• Maintain high accuracy in processing client applications in line with internal procedures and regulatory standards;
• Conduct transaction monitoring on client accounts, search for irregularities, unusual patterns, or activities that could indicate fraud, money laundering, or other illegal activities;
• Gather additional information required for a successful investigation;
• Collaborate with Compliance, Operations, and CX teams to resolve onboarding issues efficiently;
• Identify and assess potential risks;
• Maintain and update internal registrars, ensuring the accuracy and relevance of information;
• Manage a high volume of requests while meeting quality and timeliness targets;
• Spot opportunities to improve underlying processes and take initiative to implement them

Onboarding and Transaction Monitoring Analyst – 6-Month Fixed-Term Contract

Risk

• Identify & assess risks: Partner with business teams to spot operational risks, maintain risk registers, and translate findings into actionable insights.
• Strengthen controls: Monitor and test key controls, track remediation, and highlight trends to drive improvements.
• Manage incidents: Oversee capture, analysis, and reporting of incidents and near misses, leading root cause reviews and preventative actions.
• Deliver risk reporting: Produce clear, data-driven MI, dashboards, and KRIs to inform senior leaders and governance forums.
• Partner with the business: Act as a trusted advisor on risk and controls, coaching colleagues, engaging senior stakeholders, and embedding a culture of accountability.
• Support change initiatives: Ensure risk considerations are integrated into projects and decision-making from the outset.

Onboarding and Transaction Monitoring Analyst – 6-Month Fixed-Term Contract

Operational Risk & Control Manager