Innovation Federal Credit Union

Compliance

• Provide independent compliance advisory support to business units by interpreting legislation, regulatory requirements, and supervisory expectations, and translating them into practical, actionable guidance.
• Support and maintain the Regulatory Compliance Management (RCM) framework, including regulatory obligation mapping, control design oversight, and challenge of first‑line risk assessments and control testing.
• Monitor, assess, and communicate regulatory trends and changes impacting the financial institution, including FCAC and Consumer Protection regulatory requirements.
• Participate in and support regulatory change initiatives and projects by applying project management principles, including planning cycles, issue identification, risk prioritization, and remediation tracking.
• Provide advisory guidance on product, process, digital, and member‑facing changes to ensure regulatory requirements are embedded by design.
• Review and challenge documentation, evidence, and remediation plans to ensure accuracy, completeness, timeliness, and sustainability.
• Support issue management activities, including root cause analysis, control design recommendations, monitoring hooks, and escalation of material risks or delays.
• Provide consumer protection and fair treatment guidance to support strong member outcomes and compliance with market conduct expectations.
• Collaborate with first‑line and cross‑functional teams to strengthen compliance ownership, clarify accountabilities, and enhance regulatory capability across the organization.
• Develop guidance materials, playbooks, and advisory tools to support consistent implementation of regulatory requirements.
• Support regulatory reporting requirements and liaise with regulators and industry groups, as required.
• Contribute to a strong, proactive risk culture that balances regulatory compliance, operational effectiveness, and member experience.

Manager, Compliance Advisory