Audit Quality & Compliance Specialist

Innovation Federal Credit Union

Audit Quality and Compliance Specialist leading Internal Audit Quality Assurance and Improvement Program. Collaborating with stakeholders to ensure compliance with professional standards and regulatory expectations.

Posted 7/28/2026full-timeRemote • 🇨🇦 CanadaMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in Internal Audit Quality Assurance, regulatory compliance, and risk management within financial institutions. Proficient in translating complex legislation into practical audit criteria and enhancing audit methodologies to align with evolving standards.

Highest-signal resume keywords

Internal Audit Quality AssuranceRegulatory Compliance ExpertiseRisk Assessment and Controls TestingData Analytics ProficiencyProfessional Certification (CIA, CISA, CPA)

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Internal Audit PrinciplesRisk ManagementCompliance MonitoringFinancial Accounting PracticesLegislation Research and InterpretationControls TestingAudit MethodologiesQuality ReviewsRegulatory AdvisoryGovernance Frameworks

Soft Skills

Analytical SkillsCritical ThinkingWritten CommunicationCoaching and GuidanceFeedback Delivery

Tools & Technologies

Microsoft 365 ApplicationsAudit SystemsData Analytics ToolsDigital SolutionsWorkflow Tools

Certifications & Qualifications

CIACRMACISACAMSCPAJD

Industry Keywords

OSFI RequirementsConsumer ProtectionPrivacy RegulationsAML/ATF ComplianceFinancial InstitutionsGovernanceTreasury GuidanceInternal Audit StandardsCompliance RequirementsFinancial Services

Tech Stack

Tools & technologies

AzureCloudFirewallsSwitching

About the role

Key responsibilities & impact

Lead and continuously enhance the Internal Audit Quality Assurance and Improvement Program (QAIP)
Perform independent quality reviews of audit files, working papers, reports, and communications to ensure compliance with audit standards and methodology
Research, interpret, and monitor legislation, regulations, and industry guidance impacting financial institutions, including OSFI requirements, consumer protection, privacy, AML/ATF, governance, and Treasury-related guidance
Translate regulatory and legislative requirements into practical audit criteria, testing approaches, risk assessments, and control expectations
Provide compliance, regulatory, and internal audit expertise to assurance and advisory engagements
Maintain and enhance Internal Audit policies, methodologies, procedures, and templates to ensure alignment with evolving standards and regulatory expectations
Deliver coaching, guidance, and constructive feedback to strengthen audit quality, documentation, and professional judgment
Leverage data analytics, audit technology, and workflow tools to improve audit quality, consistency, and efficiency
Identify emerging risks, compliance concerns, and opportunities for continuous improvement within the Internal Audit function
Collaborate with Internal Audit, Risk, Compliance, Legal, Finance, and operational stakeholders to support strong governance and integrated assurance

Requirements

What you’ll need

Bachelor’s degree in Business, Accounting, Finance, Law, Information Systems, or a related field
5+ years of experience in Internal Audit, Finance & Treasury, Compliance, Risk Management, Financial Accounting, Regulatory Advisory, or a related field within financial services
Demonstrated expertise in researching and interpreting legislation, regulations, OSFI guidance, compliance requirements, and industry standards
Strong knowledge of regulatory frameworks applicable to financial institutions, including OSFI, privacy, consumer protection, AML/ATF, governance, and risk management
Strong understanding of internal audit principles, risk assessment, controls testing, compliance monitoring, and financial accounting practices
Professional designation or certification considered an asset (CIA, CRMA, CISA, CAMS, CPA, JD, or equivalent)
Exceptional research, analytical, critical thinking, and written communication skills, with the ability to translate complex regulatory requirements into practical business guidance
Proficiency with Microsoft 365 applications, audit systems, data analytics tools, and digital solutions

Benefits

Comp & perks

7% employer-matched pension plan
Extended health benefits
Employee and family assistance program
Staff loan rate