Howden, A Chart Industries Company

Senior Analyst – Appointed Representative Oversight

Howden, A Chart Industries Company

full-time

Posted on:

Location Type: Hybrid

Location: Gloucester • United Kingdom

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Job Level

Senior

About the role

  • Overseeing the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations
  • Liaising directly with stakeholders to discuss and investigate questions arising from due diligence
  • Input into the overall compliance report/annual report to Board, drafting relevant sections, and ensuring that any clarification questions or required remedial actions are flagged with an appropriate level of clarity and prominence
  • Driving forward the completion of agreed oversight interactions, through direct activity or through stakeholder management, helping to ensure that all businesses meet common standards

Requirements

  • Strong UK regulatory technical knowledge and experience of ARs in the insurance sector
  • Strong knowledge of FCA requirements specifically relating to general insurance products
  • Practical knowledge of the key compliance policies/procedures/frameworks expected of an FCA regulated insurance intermediary
  • Previous involvement and experience in compliance focused oversight
  • Experience of shaping and delivering regulatory training
  • Proven ability to anticipate and adapt to changing regulatory standards
  • Ability to write concise and impactful reports
  • Excellent investigative skills, with an ability to accurately analyse information
  • Experience of direct interaction with the regulator is an advantage
  • Industry recognised compliance qualifications beneficial but not essential
  • Dip CII or above, unless able to evidence significant relevant experience with a strong record of delivery to a high level GCSE Maths and English (or equivalent)
Benefits
  • Reasonable adjustments
  • Flexible working hours* or hybrid working*
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory compliancedue diligencereport writingregulatory trainingoversight managementFCA requirementscompliance policiesinsurance sector knowledgeinvestigative analysisstakeholder management
Soft Skills
communicationadaptabilityanalytical skillsattention to detailproblem-solvinginterpersonal skillsclarity in reportingproactive approachcollaborationcritical thinking
Certifications
Dip CIIcompliance qualifications