Global X ETFs

Manager

• Own and manage strategic national account relationships across wirehouse, IBD, bank, and RIA platforms
• Serve as the primary relationship manager for assigned home office partners, platform teams, and due diligence contacts
• Drive platform engagement initiatives, product positioning efforts, and support approval processes for new and existing ETFs
• Partner closely with field sales teams to maximize platform utilization, advisor engagement, and asset growth opportunities
• Develop and maintain relationship management plans, account priorities, and coverage strategies for assigned partners
• Monitor and analyze platform-level AUM, flows, pipeline activity, and competitive positioning to support business development efforts
• Coordinate with Marketing, Product, Research, and Capital Markets teams to support partner-specific initiatives and deliverables
• Support National Accounts expansion efforts across emerging channels, including regional banks, credit unions, fintech platforms, and robo-advisors
• Represent Global X at national conferences, home office meetings, due diligence sessions, and industry events
• Mentor and support junior team members, including Associates, through collaboration and day-to-day guidance

National Accounts Manager

Paralegal

• Support ETF launches and ongoing product maintenance, including preparation, review, and version control of regulatory filings (e.g., annual registration statement updates, 485 filings, 497 filings, NFA exemptions, and related state filings).
• Manage the EDGAR filing process end-to-end, including document compilation, formatting, submission, and confirmation of acceptance.
• Assist with SEC comment responses and coordinate with internal stakeholders, external counsel, and service providers to support filings including Forms 13F, 13G, and 13H.
• Draft, proofread, and conduct consistency and version-control reviews of disclosure documents and related materials.
• Maintain filing calendars, workflow schedules, status reports, and internal trackers to ensure timely, accurate submissions and adherence to deadlines.
• Track jurisdictional requirements, maintain regulatory matrices, and organize guidance from local counsel.
• Provide documentation and administrative support for international ETF distribution initiatives and cross-border fund registrations.
• Organize and maintain agreement records, including executed agreements, amendments, restatements, and governance documentation.
• Conduct preliminary review of NDAs and corporate agreements and support attorney review of more complex contracts.
• Prepare board materials, resolutions, fund governance documentation, and related legal memoranda.
• Track deliverables, maintain timelines, and support coordination across legal workstreams and strategic initiatives.
• Contribute to legal operations initiatives, including template standardization, playbook development, workflow enhancements, and technology implementation projects.
• Assist with employment-related matters, internal reviews, outside counsel requests, litigation holds, and document collection.
• Maintain matter files, support scheduling and deadlines, and ensure accurate recordkeeping across legal matters.
• Partner with attorneys, business stakeholders, IT, and external service providers to improve legal processes and operational efficiency.

Senior Paralegal

Vice President

• Manage and strengthen strategic Capital Markets relationships: Market Makers, Authorized Participants, ETF Sales & Trading Desks, Data Providers
• Respond to inquiries from Sales and Research teams regarding fund performance, trading metrics, and asset-gathering opportunities
• Oversee and maintain internal reporting and documentation related to daily trading activity across all Global X ETFs
• Monitor and analyze regulatory filings, third-party research, market news, and competitive trends relevant to the firm’s ETF offerings
• Contribute to and embody Global X’s entrepreneurial, client-focused culture

AVP, Capital Markets

Operations

• Conduct regular and ad hoc assistance to analysts in pulling data and updating reports, product decks, and other deliverables
• Assist with the compliance process for several deliverables on a monthly and quarterly basis
• Facilitate distribution of research tools and resources, including website posting and tagging and research provider access
• Collaborate as an operational liaison with other teams
• Support team reporting and process analysis to inform research objectives
• Help coordinate team events

Research Operations Analyst

• Support the preparation, review, and version control of regulatory filings (e.g., N-1A updates, 485BPOS, 497 supplements, and related state filings).
• Manage the EDGAR filing process end-to-end (document compilation, formatting, submission and confirmation of acceptance), ensuring 100% accuracy in formatting and confirmation.
• Draft, proofread, and conduct consistency and version-control reviews of disclosure documents and related materials.
• Build and maintain high-fidelity filing calendars, status reports, and internal trackers to ensure timely, accurate submissions and adherence to deadlines.
• Organize and maintain contract records, including executed agreements, amendments, and restatements.
• Assist with preliminary review of NDAs and other corporate agreements under attorney supervision.
• Prepare documents for execution and coordinate signature collection with internal and external stakeholders.
• Track jurisdictional requirements, maintain regulatory matrices, and organize guidance from local counsel.
• Provide documentation and administrative support for international ETF distribution initiatives.
• Support execution and maintenance of international selling agreements and related platform documentation.
• Track deliverables, maintain timelines, and support coordination across legal workstreams.
• Contribute to legal operations initiatives, including template standardization, playbook development, and workflow enhancements.
• Assist with employment-related matters, internal reviews, outside counsel requests, and litigation holds through document collection, organization, and tracking.
• Maintain matter files, support scheduling and deadlines, and ensure accurate recordkeeping across legal matters.
• Partner with attorneys and internal stakeholders to improve processes as the platform scales.

• Evaluate new ETF opportunities and contribute to index and/or active strategy design considerations for future ETF product development
• Lead discussions with key stakeholders on the structuring and design of new passive products, including reviewing and providing feedback on exposures, index methodologies, and the competitive positioning of proposed and existing ETFs
• Coordinate new product implementation and set-up with a cross-functioning group, which includes Compliance, Legal, Marketing, Portfolio Administration, Portfolio Management, etc.
• Evaluate competitive landscape for new ETFs and provide insights for go-to-market strategy of new ETF launches
• Conduct quantitative analyses in Excel that utilize data from third party platforms such as Bloomberg, Morningstar, etc.
• Draft and review sections of prospectuses, board materials, and other critical fund documentation

AVP, ETF Product Development

General Counsel

• Lead the legal workstreams for complex ETF launches and product enhancements, from concept through effectiveness.
• Draft, review, and manage Form N-1A preparation, related registration filings, SEC correspondence, and regulatory strategy.
• Advise internal teams (product, portfolio management, operations) on ETF structuring, investment strategies, derivatives usage, and disclosure issues.
• Coordinate with internal stakeholders and external counsel on SEC filings and regulatory questions.
• Act as the legal lead on strategic initiatives like new product verticals, new entity structures, and adjacent business lines.
• Advise on regulatory frameworks, risk considerations, and operational implications for new ventures.
• Develop scalable legal processes, documentation, and best-practice frameworks to support expansion.
• Oversee continuous maintenance of fund registration statements, prospectuses, and disclosure documents for assigned ETFs.
• Manage the annual 15(c) response and annual fund update process.
• Provide guidance on regulatory developments affecting ETFs (e.g., rulemaking, derivatives rule compliance, valuation, liquidity).

Senior Product Counsel

Security Engineer

• Serve as the senior technical authority and subject matter expert across all security, IT infrastructure, and cloud systems, providing architectural direction and hands-on technical leadership.
• Design, implement, and maintain secure, scalable, and highly available cloud architectures (primarily AWS), ensuring alignment with security policies, industry frameworks, and business continuity requirements.
• Lead and manage multiple concurrent security and infrastructure projects from inception through delivery, establishing project plans, milestones, risk mitigation strategies, and stakeholder communications.
• Mentor, guide, and provide technical oversight to internal contractors, IT team members, and cross-functional engineering staff, elevating the technical capabilities of the broader team.
• Architect and implement Zero Trust security models, including network segmentation, identity-aware proxies, ZTNA solutions, and microsegmentation strategies across cloud and hybrid environments.
• Evaluate, select, deploy, and manage security tooling across the enterprise, including SIEM/SOAR, endpoint detection and response (EDR), web application firewalls (WAF), vulnerability management, and cloud security posture management (CSPM) platforms.
• Design and maintain infrastructure-as-code (IaC) frameworks using Terraform, Puppet, or similar tools, ensuring repeatable, auditable, and secure infrastructure provisioning.
• Own the vulnerability management lifecycle, including scoping and coordinating annual penetration testing engagements, triaging findings, driving remediation across engineering teams, and validating closure.
• Lead incident response from a technical perspective, serving as Incident Commander or senior technical SME during critical security and infrastructure events, and conducting thorough root cause analysis.
• Build and maintain observability, monitoring, and alerting infrastructure leveraging tools such as Prometheus, Grafana, Victoria Metrics, and cloud-native monitoring services to ensure proactive threat detection and system reliability.
• Implement and manage identity and access management (IAM) solutions, including SSO (Okta or similar), privileged access management, and role-based access controls across SaaS and internal applications.
• Collaborate with the GRC team to ensure technical controls satisfy compliance framework requirements (NIST CSF, SOC 2, ISO 27001), provide audit evidence, and support certification activities.
• Drive cloud cost optimization while maintaining security posture, implementing tagging strategies, right-sizing recommendations, and reserved capacity planning.
• Develop automation scripts, integrations, and tooling (Python, Bash, APIs) to streamline security operations, reporting, and infrastructure management.
• Stay current on emerging threats, technologies, and industry trends, and proactively recommend improvements to the security and infrastructure architecture.