Gemini

Risk

• Design, implement, and continuously mature a comprehensive operational risk framework tailored to the unique risk profile of a cryptocurrency exchange
• Establish risk appetite statements, risk tolerance thresholds, and key risk indicators (KRIs) aligned with business strategy and regulatory requirements
• Develop and maintain the enterprise risk register, ensuring risks are properly categorized, owned, and escalated appropriately
• Lead periodic enterprise-wide risk assessments and translate findings into actionable risk mitigation strategies
• Conduct and oversee specialized risk assessments related to cryptocurrency operations, including custody risk, smart contract risk, liquidity risk, and counterparty/exchange risk
• Stay current on the evolving regulatory landscape for digital assets and assess implications for the firm's risk posture
• Evaluate risks associated with new digital asset products, trading pairs, DeFi integrations, and blockchain protocol changes
• Own the operational risk event reporting process end-to-end from identification and logging through root cause analysis, remediation tracking, and management reporting
• Develop and manage a near-miss and loss event database to drive trend analysis and lessons-learned programs
• Prepare clear, concise risk reporting packages for senior leadership, the Board Risk Committee, and other relevant regulatory bodies
• Ensure timely escalation of high-severity risk events in accordance with internal policies and applicable regulations
• Serve as a key stakeholder and subject matter expert in the firm's model risk governance program
• Partner with Quantitative Research, Data Science, and Finance teams to ensure models are validated, documented, and monitored in accordance with model risk management standards
• Identify model-related risks across trading algorithms, risk models, pricing engines, and fraud detection systems
• Collaborate with executive leadership, the Board, and external auditors to communicate the firm's risk posture and program maturity
• Champion a strong risk culture across the organization through training, awareness programs, and proactive engagement with business lines
• Manage relationships with external risk consultants, auditors, and regulatory examiners as needed
• Take a supporting role in identifying, mapping out, documenting, and rating controls and risks as part of our Risk Assessment program
• Respond to audit, partner bank, and regulatory requests

Manager, Enterprise Risk

Product Manager

• Lead the development of product features and experiences that increase user activation and engagement.
• Define and execute a strategic roadmap to improve key growth metrics.
• Conduct data-driven experiments to optimize the first 30 day user experience.
• Forge and maintain strong collaborative relationships across various teams, ensuring alignment with broader business goals and effective communication of product vision and progress.
• Own the quality of the product and have a “roll-up-your-sleeves” mentality to deliver best in class products.

Lead Product Manager

• Execute the IT Risk Management Framework, including risk identification, analysis, and reporting.
• Conduct annual IT risk assessments, including RCSAs, targeted risk reviews, and new product/key initiative assessments.
• Maintain the IT risk register; ensure timely updates and accurate reporting of exposures.
• Perform post-mortem risk reviews for critical incidents and support operational loss reviews with ORM.
• Assist the Head of IT Risk in maintaining risk policies, standards, and procedures that align with Gemini’s enterprise risk management program and regulatory expectations (NYDFS, DFS, OCC, CFTC).
• Coordinate with Technology and Security teams to ensure policies and controls are properly implemented and followed.
• Help prepare materials for risk committees, regulators, and senior leadership.
• Partner with Internal Audit, IT, Security, and BCM to assess design and operating effectiveness of IT and cyber controls.
• Support control testing for internal/external audits, RCSAs, and regulatory examinations.
• Track remediation and validate closure of issues using GRC tool(s).
• Serve as a liaison between IT Risk and other functional areas, facilitating risk awareness and control adoption.
• Provide guidance to IT teams on risk and control considerations for new projects, initiatives, and system changes.
• Contribute to risk awareness training and initiatives across the organization.
• Assist in the development of periodic risk dashboards and key risk indicators (KRIs).
• Support the Head of IT Risk in communicating IT risk posture to senior leadership.
• Support development of IT & Security dashboards; ensure metric accuracy and timely updates.
• Execute and maintain the Business Continuity Management (BCM) program, including governance artifacts, testing, audits, and issue remediation.
• Assess and manage business continuity risks, including people dependencies, facilities, physical security, and third-party operational resilience.
• Drive crisis response and regulatory notifications (e.g., NYDFS), including escalation, documentation, and external stakeholder coordination.
• Validate vendor BCM compliance and define and monitor business impact thresholds (RTOs, RPOs, tolerances), supporting ongoing impact assessments and reporting.

Lead, IT Risk

Compliance

• Provide compliance advisory and support to the broker-dealer business and oversee the development of the broker-dealer compliance program
• Oversee the FCM compliance program, including the firm's risk management program and annual CCO report
• Oversee daily customer segregation computations and related financial and regulatory filings across both the broker-dealer and FCM
• Supervise trade and market surveillance across the firm's securities and derivatives products
• Serve as the primary point of contact for FINRA, NFA, SEC, and CFTC exams and inquiries
• Maintain the firm's AML program covering both broker-dealer and FCM activities
• Draft, maintain, and implement Written Supervisory Procedures and other internal policies and procedures
• Collaborate cross-functionally with technology, product, and legal teams on trading system operations to ensure compliance with regulation and regulatory expectations
• Advise on core compliance matters including registrations, employee trading, outside business activities, and continuing education requirements
• Review and approve advertising, marketing, and sales materials

Head of Compliance

Director

• Work with stakeholders to develop and implement a comprehensive fraud risk strategy to mitigate losses while minimizing impact to good customers across a variety of products
• Own Fraud Key Performance Indicators (KPIs) end-to-end — define metrics, manage operational capacity and queue health, and deliver regular performance reporting to executive leadership and, where applicable, board-level risk committees
• Lead cross-functional teams in identifying, assessing, and responding to fraud incidents and mitigating them quickly
• Lead structured root cause analyses on fraud events, platform abuse patterns, and operational failures; translate findings into data-backed recommendations and sustainable systemic fixes rather than purely tactical patches
• Collaborate product managers and data scientists to design rules and features that identify trends and proactively address potential threats
• Provide feedback and recommendations regarding operational issues to aid in the design and deployment of tools and features that improve detection, response, and prevention across fraud and abuse vectors while enabling good customers
• Oversee the creation and enforcement of policies related to platform usage
• Collaborate with legal, compliance, and product teams to ensure alignment with regulatory requirements and industry best practices for internal and external reporting and ensure said requirements are met
• Engage with senior leadership and external stakeholders, including regulators and industry partners, to stay informed on emerging risks and regulatory changes
• Manage and mentor employees, fostering a culture of accountability, continuous improvement, and user-centricity

Director, Fraud

Accountant

• Prepare and review journal entries, account reconciliations, and supporting schedules for month-end close
• Account for digital asset transactions, customer custodial funds, revenue recognition and other areas
• Analyze fluctuations and trends in financial statement line items and provide insightful commentary
• Assist with the preparation of annual and quarterly footnote disclosures
• Support internal and external audit requests, providing timely documentation and analyses
• Identify process improvements and help implement scalable accounting practices
• Collaborate with cross-functional teams to understand and account for new transaction types
• Contribute to special projects, as needed

Senior Accountant

Accounting Manager

• Own the close process for assigned areas
• Prepare and review journal entries, reconciliations and supporting schedules
• Assist in analysis of technical accounting areas, particularly around digital assets and emerging guidance
• Analyze fluctuations and trends in financial statement line items and provide insightful commentary
• Partner cross-functionally with FP&A, Tax, Legal, and Operations teams to support business initiatives and ensure proper accounting treatment
• Support the preparation of audit schedules and coordinate with external auditors for annual financial statement audits and quarterly reviews
• Contribute to SOX implementation and documentation of internal controls
• Identify automation opportunities within the accounting function and work with the Finance Transformation team to streamline processes
• Mentor staff and senior accountants and help build a high-performing team
• Lead or support special projects as needed