First American

Senior Compliance Officer - Hybrid

First American

full-time

Posted on:

Origin:  • 🇺🇸 United States • California

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Salary

💰 $109,700 - $146,200 per year

Job Level

Senior

About the role

  • Performs audits of compliance with laws and regulations, policies and procedures, contracts and other compliance obligations in accordance with the Compliance Program\n
  • Collaborates with other departments (e.g., Risk Management, Internal Audit, Shared Services, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution.\n
  • Consults with Compliance Director, VP of Compliance, Chief Compliance Officer and / or division operations counsel as needed to resolve difficult compliance issues with focus on regulatory and legal areas\n
  • Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures\n
  • Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends\n
  • Identifies potential areas of compliance vulnerability and risk; monitors corrective action plans for resolution of problematic issues\n
  • Monitors the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness\n
  • Performs special reviews/projects under the guidance of the Compliance Director, VP of Compliance, Chief Compliance Officer, division operations counsel and management

Requirements

  • Bachelor's Degree or equivalent combination of education and experience\n
  • 5+ years of compliance, audit and / or related experience\n
  • CCEP / CIA or other higher-level designation(s) preferred\n
  • Knowledge and expertise in financial services industry, preferably in insurance, banking, or real estate mortgage services is a plus\n
  • Strong analytical and creative problem-solving skills\n
  • Ability to manage multiple tasks, projects, and competing priorities simultaneously\n
  • Must consistently demonstrate reliability and a strong work ethic\n
  • Strong organizational skills with the ability to multitask, prioritize and work under pressure\n
  • Strong knowledge of audit process\n
  • Proficient in Microsoft Word, Excel, and PowerPoint\n
  • Experience with AuditBoard, Microsoft PowerBI, or data analytics is a plus