Salary 💰 $150,600 - $305,000 per year
About the role Render senior-level legal advice and support on regulatory initiatives Advise the Board of Governors and FINRA advisory committees Assist in briefing complex regulatory initiatives to senior executives Prepare(Board materials, rule proposals, and filings to the SEC Conduct economic impact assessments of rulemakings Meet with senior staff of SEC and industry groups Prepare Regulatory Notices and correspondence with member firms Conduct research into regulatory policy matters Identify and present solutions for changes to existing rules Collaborate with FINRA advisory committees and stakeholders Requirements A law degree and appropriately licensed to practice law in applicable jurisdictions A minimum of eight years of directly related legal experience Advanced knowledge of laws, rules, and regulations governing the securities industry Strong organizational skills Excellent oral and written communication skills Excellent judgment, analytical, and interpersonal skills FINRA provides full pay ranges to consider growth potential Comprehensive health, dental and vision insurance Additional insurance including life, disability, and legal 401(k) plan with company match Tuition reimbursement Commuter benefits Adoption assistance and backup family care Employee assistance and wellness programs Generous time-off program and paid leave including military, jury duty, and bereavement leave Two volunteer service days Copy Applicant Tracking System Keywords Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills legal advice regulatory initiatives economic impact assessments regulatory policy research rule proposals SEC filings regulatory notices
Soft skills organizational skills oral communication written communication judgment analytical skills interpersonal skills
Certifications law degree licensed to practice law