Director – Senior Counsel, Functional
RTX
Assistant General Counsel, Regulatory
FINRA
full-time
Posted on:
Location Type: Hybrid
Location: Washington, DC • California, Colorado, District of Columbia, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, Texas, Virginia, Washington • 🇺🇸 United States
Visit company websiteSalary
💰 $150,600 - $305,000 per year
Job Level
SeniorLead
About the role
- Render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives
- Advise the Board of Governors and FINRA advisory committees on regulatory initiatives and rule changes
- Prepare Board materials with sophisticated analyses and discussions of policy or political considerations
- Review and draft new rule proposals with independence and prepare rule filings to the SEC
- Conduct economic impact assessments of rulemakings with Regulatory Economics and Market Analysis
Requirements
- A law degree and appropriately licensed to practice law in all applicable jurisdictions
- A minimum of eight years of directly related legal experience
- Advanced knowledge of laws, rules, and regulations governing the securities industry
- Strong organizational skills
- Excellent oral and written communication skills
- Excellent judgment, analytical, and interpersonal skills
Benefits
- Health insurance
- Dental insurance
- Vision insurance
- Life insurance
- Disability insurance
- 401(k) plan with company match
- Tuition reimbursement
- Commuter benefits
- Paid time off
- Volunteer service days
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
legal adviceregulatory initiativesrule proposalsrule filingseconomic impact assessmentsRegulatory EconomicsMarket Analysis
Soft skills
organizational skillsoral communicationwritten communicationjudgmentanalytical skillsinterpersonal skills
Certifications
law degreelicensed to practice law
