Finalis

Product Manager

• Define, own, and deliver business-level objectives and product strategy related to our data and payment products by developing a deep understanding of customer needs, growth opportunities, and industry trends.
• Decisively solve problems through tenacious learning about our customers and internal processes - communicating the solutions and turning them into business opportunities.
• Productize and lead new initiatives, ensuring high-quality, timely execution.
• Communicate effectively and work cross-functionally with stakeholders across Sales, Business Operations, Engineering, Product Design, and Compliance to ideate, develop and launch new products and features.
• Identify unmet needs and markets that the company can pursue.
• Synthesize quantitative data analysis with qualitative user research results to make informed product decisions.
• Leverage AI to accelerate and amplify your impact.

Senior Product Manager

Full-stack Engineer

• Design, build, and maintain scalable backend services and APIs for our compliance, data, and payment products.
• Collaborate cross-functionally with Product, Design, Sales, and Compliance teams to translate business needs into technical solutions.
• Take ownership of end-to-end projects from technical design and implementation to deployment and monitoring.
• Ensure code quality, reliability, and security through best practices in testing, CI/CD, and monitoring.
• Mentor and guide junior engineers, contributing to a culture of technical excellence and continuous learning.
• Participate in architectural discussions and help shape the long-term technical vision of the platform.
• Stay up-to-date with industry trends in fintech, compliance, and distributed systems to bring innovative solutions to Finalis.

Senior Software Engineer – LATAM

Analyst

• Review written communication to ensure compliance with FINRA requirements and prevent non-compliant actions.
• Review user transaction documents as per guidelines by supervising attorneys and compliance officers.
• Assist in compliance Due Diligence and KYC/AML-related tasks.
• Review marketing materials to ensure adherence to Finalis’ guidelines.
• Support account management teams in structuring legal and compliance solutions.
• Be a point of contact for users on legal and compliance materials.
• Maintain a knowledge base of common legal and compliance questions.
• Research and respond to inquiries from FINRA, the SEC, and regulators.
• Support the digital transformation of legal and compliance functions.
• Provide feedback on improving legal and compliance operations.
• Successfully pass the FINRA SIE + S82 + S24 exams within the first year.
• Maintain the Objectives and Key Results (OKRs) for the Execute Operations Team.
• Employ English communication skills.

Delivery Analyst

Compliance

• Serve as the primary escalation point for complex compliance and supervisory matters arising from the Delivery team.
• Assess regulatory risk, provide clear guidance, and drive timely resolution of escalated issues.
• Participate in the handling of regulatory inquiries, examinations, and audits, including reviewing responses and helping coordinate cross-functional stakeholders.
• Provide expert interpretation of FINRA and SEC rules and ensure consistent supervisory application.
• Ensure proper documentation, defensibility, and alignment with internal supervisory controls.
• Identify regulatory gaps and implement corrective or preventive measures where necessary.
• Key stakeholder in Rule 3120 annual compliance reviews and testing.
• Review advertising and marketing materials for regulatory compliance.
• Provide insights to help the Compliance team enhance Written Supervisory Procedures (WSPs).
• Help coordinate the annual compliance meeting and required regulatory attestations.
• Support onboarding of registered representatives through the FINRA Gateway system.
• Prepare quarterly and periodic compliance reports.
• Help monitor regulatory developments and implement necessary policy or procedural updates.
• Contribute to the development and enhancement of compliance-related systems and tools.
• Provide Series 24 supervisory oversight and guidance to the broker-dealer operations team.
• Support supervision of capital raise and M&A transactions, ensuring regulatory compliance and adequate documentation.
• Review and approve activities requiring principal oversight.
• Partner with Legal and Compliance to address regulatory risks and internal matters.
• Key stakeholder in strengthening supervisory frameworks, policies, and controls.
• Contribute to the development and refinement of supervisory procedures and related technology enablement in coordination with Compliance, Product, and Engineering.

Senior Compliance and Supervision Officer

• Support the drafting, review, and maintenance of internal compliance policies.
• Conduct regulatory research to ensure policies reflect current FINRA and SEC requirements.
• Assist in designing policies that balance risk management with operational efficiency and customer experience.
• Contribute to a comprehensive policy framework that supports sustainable growth and scalability.
• Maintain version control and documentation standards for all policy materials.
• Translate approved policies into actionable procedures and operational guidelines.
• Support the creation and ongoing updates of Standard Operating Procedures (SOPs).
• Ensure internal documentation, including WSPs and knowledge base materials, remains consistent and up to date.
• Identify gaps or inconsistencies between policies and operational practices and recommend corrective updates.
• Liaise with Product, Operations, Delivery, and other internal teams to ensure policies are operationally feasible and effectively implemented.
• Partner with Product teams to ensure system functionality aligns with regulatory requirements and internal policies.
• Support internal stakeholders by providing guidance on policy interpretation and procedural application.
• Assist in preparing materials and documentation needed for internal reviews or regulatory examinations.
• Generally support the senior leaders within the Compliance in the daily administration of the firm’s Compliance Program.

Junior Compliance and Supervision Officer

Accounting Manager

• As an Accounting Analyst you are expected to manage core accounting processes with autonomy and independence, implement, maintain, and enhance accounting controls over the financial statements to ensure accuracy and compliance with US GAAP and drive process improvements to streamline workflows and enhance operational efficiency.
• Manage end-to-end accounting processes, including monthly revenue recognition, accruals, and expense allocations.
• Ensure timely and accurate month-end and year-end closes.
• Oversee and execute monthly account reconciliations, promptly investigating and resolving variances.
• Prepare and review journal entries, ensuring proper documentation and compliance.
• Implement, maintain, and enhance accounting controls over the balance sheet and P&L to ensure accuracy and compliance with US GAAP.
• Coordinate tax filings in partnership with external tax advisors.
• Work closely with FP&A team to ensure alignment with financial data.
• Partner with cross-functional teams to validate accounting data, identify discrepancies, and maintain data integrity.
• Support the preparation of financial statements and analysis.
• Prepare broker dealer regulatory reporting and external audit requirements.
• Identify opportunities to streamline processes, automate repetitive tasks, and improve accuracy.
• Develop and implement standard operating procedures (SOPs) for accounting workflows.

Senior Product Manager

Senior Software Engineer – LATAM

Delivery Analyst

Senior Compliance and Supervision Officer

Junior Compliance and Supervision Officer

Senior Accounting Analyst