Equitable

Manager

• Build and nurture client relationships through networking events and portfolio management, ensure consistent communication and progress tracking.
• Understand clients' financial objectives and risk tolerance to devise personalized strategies, offering clear recommendations and guidance.
• Discuss financial products and services tailored to clients' unique situations.
• Flexible schedule to maximize productivity and personal time.

Entry Level Wealth Manager

Procurement

• Generate and analyze metrics to assess the performance and efficiency of outsourced Equitable Network operations.
• Monitor and review outsourced service level agreements (SLAs) to ensure compliance with agreed-upon standards and regulatory requirements.
• Conduct daily Customer Identification Program (CIP) and OFAC alert reviews to identify and address potential compliance issues.
• Identify and report Anti-Money Laundering (AML) flags, ensuring timely escalation and resolution.
• Review outsourced data entry for accuracy and quality control, implementing corrective measures where necessary.
• Provide recommendations to senior leadership based on analysis of operational performance and regulatory compliance findings.
• Support quarterly WSP reviews, revisions and SOP updates as needed.
• Interface with Financial Professions and support staff as needed.
• Identify errors in operations and utilize analytical and statistical methods to detect trends, patterns, and outliers for resolution.
• Participate in process walk-through meetings, as well as review and provide requested documentation to support annual AML and internal audits.

Equitable Network Outsourcing and Oversight Analyst

Financial Planning and Analysis

• Acquire your core financial services licenses, including Series 7 and 66
• Connect with existing clients to meet financial goals
• Work with successful Financial Professionals to grow efficiency

Entry Level Wealth Manager

Equitable Network Outsourcing and Oversight Analyst

Entry Level Financial Professional