Equitable Network Outsourcing and Oversight Analyst

Equitable

Equitable Network Analyst overseeing compliance and operations for financial services and supporting Financial Professionals. Analyzing performance metrics and regulatory compliance with hybrid work options.

Posted 4/14/2026full-timeCharlotte • North Carolina • 🇺🇸 United StatesMid-LevelSenior💰 $58,000 - $74,000 per yearWebsite

About the role

Key responsibilities & impact

Generate and analyze metrics to assess the performance and efficiency of outsourced Equitable Network operations.
Monitor and review outsourced service level agreements (SLAs) to ensure compliance with agreed-upon standards and regulatory requirements.
Conduct daily Customer Identification Program (CIP) and OFAC alert reviews to identify and address potential compliance issues.
Identify and report Anti-Money Laundering (AML) flags, ensuring timely escalation and resolution.
Review outsourced data entry for accuracy and quality control, implementing corrective measures where necessary.
Provide recommendations to senior leadership based on analysis of operational performance and regulatory compliance findings.
Support quarterly WSP reviews, revisions and SOP updates as needed.
Interface with Financial Professions and support staff as needed.
Identify errors in operations and utilize analytical and statistical methods to detect trends, patterns, and outliers for resolution.
Participate in process walk-through meetings, as well as review and provide requested documentation to support annual AML and internal audits.

Requirements

What you’ll need

5+ years of experience in financial services, preferably with a broker-dealer background
FINRA Series 6 or 7 licenses highly preferred
Advanced knowledge of the financial services industry, including comprehensive understanding of broker-dealer operations, insurance industry products and process as well as regulatory requirements for each
Knowledge of end-to-end business functions within operations, including data analysis, compliance, and quality control
Proven ability to apply statistical analysis and critical thinking to identify operational outliers and drive process improvements
Interpersonal skills and the ability to collaborate with internal teams and external vendors
Exceptional attention to detail and organizational skills
Commitment to maintaining high ethical standards and regulatory compliance.

Benefits

Comp & perks

medical
dental
vision
401(k) plan
paid time off

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

data analysisstatistical analysiscompliancequality controloperational performance assessmentregulatory complianceAnti-Money Laundering (AML)Customer Identification Program (CIP)OFAC alert reviewsSOP updates

Soft Skills

interpersonal skillscollaborationattention to detailorganizational skillscritical thinking

Certifications

FINRA Series 6FINRA Series 7