Compliance and Controls Lead Associate
Equitable
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • New York • North Carolina • United States
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Salary
💰 $50,000 - $65,000 per year
Job Level
About the role
- Support operational areas by identifying audit and regulatory requirements and coordinating compliance activities
- Gather, prepare, and organize documentation across multiple teams
- Facilitate walkthroughs and communicate effectively with auditors and examiners
- Coordinate audit activities from scoping and planning through remediation
- Track responses, remediation efforts, and management sign-offs
- Adjust priorities and workflows to meet evolving business needs
- Coach, develop, and support team members, fostering collaboration and shared success
- Independently address complex or sensitive issues with appropriate guidance and escalation when needed
Requirements
- Bachelor’s degree preferred, but not required
- Approximately 1+ years of experience in a fast-paced financial services or regulated environment preferred
- Ability to quickly learn product features, systems, and transaction processes
- Ability to create or update procedures and documentation as needed
- Extremely self motivated and eager to learn.
Benefits
- Medical
- Dental
- Vision
- 401(k) plan
- Paid time off
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft Skills
communicationcollaborationcoachingdevelopmentorganizationalproblem-solvingprioritizationadaptabilityself-motivationindependence
Certifications
Bachelor’s degree