Branch Support Analyst – Licensing and Controls, Strong Entry-Level Role
Equitable
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • North Carolina • United States
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Salary
💰 $40,000 - $50,000 per year
Job Level
About the role
- Provide high level customer service support for the assigned Branches and maintain field force Contract, Licensing and Registration records.
- Function as an information resource and quality control.
- Under general supervision, enter, update and maintain all records regarding new hire processing, individual licensing and registration needs.
- Review and process the initial FINRA form U4s, Departments of Insurance License/Appointment applications, Appointment renewals and Contracting updates for candidates.
- Update and maintain candidate records using external and internal systems and applications.
Requirements
- Excellent communication skills and providing feedback.
- Strong work ethics, reliable and innovative.
- Ability to manage multiple tasks while meeting strict deadlines and able to prioritize in a fast paced, high-pressure environment.
- Great organizational skills.
- Good team player and willing to learn additional support functions, as needed.
- Proficient knowledge of word processing and spreadsheet applications.
- Knowledge of SEC, FINRA and State.
- Bachelor’s degree preferred.
- 1+ years experience in Finance or Insurance industry preferred.
Benefits
- medical
- dental
- vision
- a 401(k) plan
- paid time off
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
data entryrecord maintenanceFINRA form U4 processinglicensing applicationscontract updatescandidate record managementword processingspreadsheet applications
Soft skills
communication skillsreliabilityinnovationtask managementdeadline managementorganizational skillsteam playerwillingness to learn