IT Team Leader – Risk and eGRC Ecosystem
Desjardins
Advisor, Practice Compliance
Desjardins
full-time
Posted on:
Location Type: Hybrid
Location: Montréal • 🇨🇦 Canada
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Analyze business practices of advisors within various independent distribution networks
- Oversee daily operations in the mutual fund discipline as well as in securities
- Contribute to the design, implementation, and coordination of the compliance framework
- Monitor supervisory measures, particularly the behavior of independent advisors
- Analyze and help diagnose issues, provide advice in accordance with regulatory requirements
- Participate in the development of recommendations and implementation plans
- Develop tools, methods, and processes tailored to the needs of the organization
Requirements
- Bachelor’s degree in a relevant field
- A minimum of four years of relevant experience
- Experience in audit or supervision
- Completion of the Canadian Securities Course (CSC)
- Completion of the Conduct and Practices Handbook Course (CPH)
- Completion Investment Dealer Supervisors Course (IDSC)
- Completion (or commitment to quickly complete) the Derivatives Fundamentals and Options Licensing Course (DFOL)
- Knowledge of French is required
- Advanced intermediate proficiency in English, due to the nature of the tasks, work tools, and interactions with English-speaking partners, members, and clients
Benefits
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
business analysiscompliance framework designregulatory requirements analysisauditsupervisionrecommendation developmentprocess implementationissue diagnosistool developmentmethod development
Soft skills
advisorycommunicationorganizationalproblem-solvingcollaborationanalytical thinkinginterpersonal skillsleadership
Certifications
Bachelor's degreeCanadian Securities Course (CSC)Conduct and Practices Handbook Course (CPH)Investment Dealer Supervisors Course (IDSC)Derivatives Fundamentals and Options Licensing Course (DFOL)