Dakota

Compliance

• Own the progression from state level readiness into trust-level supervision in the United States.
• Serve as the primary point of contact for regulators, auditors, and examiners.
• Strengthen governance, escalation, and control frameworks.
• Lead the design and implementation of Dakota’s European compliance architecture.
• Align U.S. and European programs into a cohesive, scalable framework.
• Oversee Dakota’s BSA/AML, sanctions, and transaction monitoring programs.
• Expand the compliance program as regulatory scope increases.
• Establish a clear and defensible risk posture.
• Continue embedding compliance controls directly into Dakota’s infrastructure.
• Lead and develop a high performing compliance team.
• Advise the executive team on regulatory developments and licensing pathways.

Chief Compliance Officer